Bank Secrecy Act Reporting Expectations - CTRs and SARs

Speaker

Instructor: Doug Keipper
Product ID: 705443

Location
  • Duration: 60 Min
This webinar will focus on the BSA reports and regulatory expectations including the requirements to file CTRs and SARs. Attendees will learn best practices to ensure AML compliance.
RECORDED TRAINING
Last Recorded Date: Apr-2020

 

$179.00
1 Person Unlimited viewing for 6 month info Recorded Link and Ref. material will be available in My CO Section
(For multiple locations contact Customer Care)

$299.00
1 USB is for usage in one location only. info CD/USB and Ref. material will be shipped within 15 business days
(For multiple locations contact Customer Care)

 

 

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Read Frequently Asked Questions

Why Should You Attend:

Real or perceived, over the last several years regulatory expectations have been heightened. What can we expect regarding Bank Secrecy Act (BSA) reporting expectations? The BSA requires that financial institutions have AML Programs that are “reasonably designed” to maintain appropriate records and file certain reports involving currency transactions and a financial institution’s customer relationships. Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) are the primary means used by banks to satisfy the requirements of the BSA.

This webinar will cover the Bank Secrecy Act (BSA) reporting expectations including requirements for CTRs and SARs.

Areas Covered in the Webinar:

  • Purpose and evolution of the BSA
  • Overview of BSA reports and requirements, including CTR’s and SAR’s
  • Benefits and importance of BSA reporting to law enforcement
  • Measuring regulatory expectations for BSA reporting
  • The requirements to file CTRs and SARs
  • Usefulness to law enforcement of both CTRs and SARs
  • Usefulness to the bank of filing CTRs and SARs
  • What can be done to focus the program or improve efficiency of the program – such as exempt customer lists, tuning and rationalization of rules/scenarios
  • The importance and roll of a well-trained staff

Who Will Benefit:

  • BSA/AML Officers
  • Compliance Officers
  • Chief Compliance Officers
  • Sanctions Officers
  • AML Analysts
  • Risk Officers
  • Chief Risk Officers
  • Legal Departments Personnel
  • Risk Managers
  • CEO/Presidents at Banks
  • Broker-Dealers
  • Money Services Businesses and other non-bank financial institutions
Instructor Profile:
Doug Keipper

Doug Keipper
Certified Anti-Money Laundering Specialist, SunTrust Bank

Doug Keipper, is a Certified Anti-Money Laundering Specialist (CAMS) since 2005 and a former Bank Secrecy Act officer and compliance officer for an $800 Million commercial bank in Atlanta before it sold twice in one year. Doug sold BSA software for eight years and has taught anti-money laundering classes since 2008 throughout the southeast and online. He has talked with over 500 BSA officers throughout the USA and Caribbean. He has spent over 20 years in retail banking, wholesale mortgages and financial services

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).

 

 

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