ComplianceOnline

Expert Profile


Jim George
Independent consultant, George Consulting LLC

Jim George is an independent consultant to banks focusing on issues of fraud. He has over 25 years’ experience as a consultant to major banks in associate partner and principal roles at PriceWaterhouse-Coopers Consulting, IBM Consulting in Bank Risk and Compliance, and Andersen Consulting (now Accenture). He has also been SVP Operations for a Fortis-US division providing outsourcing services to the banking industry.

His work includes projects in fraud investigation, fraud prevention, identity issues, compliance, and AML (anti-money laundering). Mr. George’s background also includes work in bank operations and payments strategy, reengineering, systems, and quality improvement.

Trainings by Expert

BSA/AML Recent Developments and Compliance
Category: Banking and Financial Services , Risk Management , Corporate Governance , Banks and Credit Unions , Risk Management & Controls , Corporate Risk , Audit & Inspection-Role , Internal Audit , Finance, Sox & Internal control , Financial Services and Trading

Home Mortgage Disclosure Act (HMDA) Reports - Meeting Regulators: Expectations - Tools and technique to reduce errors
Category: Banking and Financial Services , Risk Management , Corporate Governance , Accounting and Taxation , Accounting/ Reimbursement fraud , Financial Fraud , Internal Audit & Control , Ethics, Fraud & Corruption , Risk Management & Controls , Corporate Risk , Financial Risk Management , Audit & Inspection-Role , Internal Audit , Finance, Sox & Internal control , Compliance & Ethics , Financial Services and Trading

AML, SOX and Licensing Controls Failures - Detection, Prevention and Risk Mitigation Strategies
Category: Banking and Financial Services , Risk Management , SOX Compliance , Banks and Credit Unions , Financial Fraud , Risk Management & Controls , Financial Risk Management , Audit & Inspection-Role , Financial Audit , Documentation and Policy Management , Banking & Finance , Finance, Sox & Internal control , Regulatory Affairs , Financial Services and Trading

Identity Issues in Banking - After the Breach, 26 Red Flags and More
Category: Banking and Financial Services , Risk Management , SOX Compliance , Banks and Credit Unions , Financial Fraud , Risk Management & Controls , Financial Risk Management , Audit & Inspection-Role , Financial Audit , Documentation and Policy Management , Banking & Finance , Finance, Sox & Internal control , Financial Services and Trading

Best Practices to Prevent Fraud: Understanding the Trends, Threats and Strategies
Category: Banking and Financial Services , Risk Management , SOX Compliance , Banks and Credit Unions , Accounting and Taxation , Accounting/ Reimbursement fraud , Financial Fraud , Risk Management & Controls , Financial Risk Management , Audit & Inspection-Role , Financial Audit , Documentation and Policy Management , Banking & Finance , Finance, Sox & Internal control , Financial Services and Trading , Accounting Audits

AML High-Risk Transactions - Identify, Manage and Resolve
Category: Banking and Financial Services , IT control and PCI compliance , Risk Management , SOX Compliance , Banks and Credit Unions , Financial Fraud , Risk Management & Controls , Financial Risk Management , Audit & Inspection-Role , Financial Audit , Documentation and Policy Management , Banking & Finance , Finance, Sox & Internal control , Financial Services and Trading

AML/BSA Fundamentals, Compliance, and the AML Act of 2020
Category: Banking and Financial Services

The New HMDA Rules for 2018
Category: Banking and Financial Services

Red flags indicating ID threats for New & Existing Accounts and Problems with the "26 Red Flags"
Category: Banking and Financial Services

FinCEN’s CDD Rule and the impact of the AML Act of 2020
Category: Banking and Financial Services