ComplianceOnline

Performing a corporate wide Risk Assessment can seem like a daunting task for an organization. In reality, it can be done using a template and brainstorming with internal auditors, certified fraud examiners and business unit leaders throughout your organization. Understanding your Company’s Risk Environment is key to having an effective Internal Audit organization and understanding where to focus resources, it helps to have significant experience in internal auditing and a mind for coming up with “what could go wrong” in any control environment. The corporate wide risk assessment can be performed to maximize the efficiency and effectiveness of any organization with a diligent template and process for performing the assessment and presenting it to executive management and the Board. This seminar will equip you with a methodology that has been utilized in a robust internal audit department for a Billion dollar revenue Corporation.

Learning Objectives:

With an increased awareness of the effectiveness of Internal Audit organizations and the ongoing cost to organizations, an entity wide risk assessment is imperative to all organizations to maximize the efficiency and effectiveness of an Audit Organization. Performing a corporate wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year and also provide peace of mind for having gone through the process. The methodology has been utilized successfully in billion dollar industries, it is completed on an annual basis using templates that provide the mechanism for documenting the results of numerous meetings with Company Executives and all levels of Management conducted during the risk assessment process.

Areas Covered:

  • The key components of a Risk Assessment and Management Program
  • The template for a risk assessment and examples of typical projects that may come up in various departments. We will spend a significant amount of time going through examples in different areas of how the template works.
  • Brainstorming your industry and the unique types of projects that can be worthwhile projects.
  • The methodology for successful Risk Assessment process.
  • The steps involved in the Risk Assessment process, including an extensive explanation of different templates to be utilized, including heat maps and how to present it to the Board.
  • Perform a mock Risk Assessment in a team environment.
  • How to perform a fraud risk assessment.
  • Perform a mock fraud risk assessment in a team environment.
  • Continual refinement of audit projects throughout the Audit Year.

In-Person Seminar going Virtual with increased learner satisfaction.

Yes, attend this seminar from anywhere. We are making it real and more interactive – Here's a sneak peek:

Our enhanced delivery process and technology provides you an immersive experience and will allow you to access:

  • The real-time and live presentation as in in-person events
  • Private chat for company-specific conversation – the same as you would get in an in-person seminar
  • Opportunities to connect with your peers to share knowledge at a different time and have group discussions
  • Live workshop activities
  • Live Q&A during the event and offline Q&A assistance after the event
  • As usual more content, activities and case studies and now adding homework for a comprehensive understanding
  • Certification

Who will Benefit:

All professionals who want to expand their knowledge in the Risk Assessment Process for Internal Audit Groups, Operational Processes and Sarbanes Oxley Risk Matrices, including CPAs (partners, managers and staff) responsible for evaluating these areas for their clients. Additionally:

  • Internal Audit personnel involved in performing the annual Risk Assessment
  • Internal Audit Management interested in performing a risk assessment
  • Professionals responsible for performing risk assessment duties
  • Risk/Compliance Officer any industry

Topic background:

With an increased awareness of the effectiveness of Internal Audit organizations and the ongoing cost to organizations, an entity wide risk assessment is imperative to all organizations to maximize the efficiency and effectiveness of an Audit Organization. Performing a corporate wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year and also provide peace of mind for having gone through the process and addressed the organizations top risks. The methodology has been utilized successfully in billion dollar industries, it is completed on an annual basis using templates that provide the mechanism for documenting the results of numerous meetings with Company Executives and all levels of Management conducted during the risk assessment process.

Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure
Day 01(7:00 AM - 2:00 PM PST)
  • 7:00 AM: Session Start Time
    • Introduction and Objectives of the Course
      • What are everyone’s expectations of the next two days
      • Agenda of the Course
    • Risk and Control Matrices
      • Uses for the Risk Assessment Process
      • Why it is so important to Organizations
    • Main Outline of the Corporate Wide Risk Assessment Process from Internal Audit Perspective
    • Timeline of the Process
      • Template for a Corporate Wide Risk Assessment
      • Examples of typical Projects that may come up and how to fill the template out
    • Group Activity to Practice How to Come up with Risks and Controls within a Process
    • In Depth Discussion on Template to use for Corporate Wide Risk Assessment
    • How to Brainstorm different Projects within your organizations
      • Group Discussion on How to Brainstorm different projects within your organization
      • Who to include in these discussions
      • How to initiate this process, what to focus on
Day 02(7:00 AM - 2:00 PM PST)

    • The Methodology For a Successful Risk Assessment
      • Who to involve, Roles and Responsibilities
      • Templates involved in a Successful process
    • Review of Previous Days Discussions Relevant to the Case Study.
    • Comprehensive Case Study.
      • Examples and Comprehensive Case Study.
    • Fraud Risk Assessment (2 hrs.)
      • ACFE Data on Fraud and How it can be utilized in the Process.
      • The Template, the Different Columns and How to Fill Out.
      • Examples and Discussion of How to brainstorm projects.
    • Comprehensive Case Study.
      • Examples and Comprehensive Case Study
    • How to Refine the Risk Assessment and Ultimate Audit Plan throughout the year.
Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure
Marna Steuart

Marna Steuart, CFE, CIDA, CPA
Controller

Marna Steuart CIDA, CFE, CPA has been in the audit industry for over twenty years. Ms. Steuart began her career with a Big Four firm as an external auditor, then as an internal auditor in several different capacities within several different industries both on her own and as a Manager of Internal Audit Services at PriceWaterhouseCoopers. Ms. Steuart obtained her Certified Fraud Examiner license in 2007 and was the main fraud investigator for five years at a large utility company. She was responsible for performing and updating the fraud risk assessment on an annual basis and conducting over fifty internal fraud investigations during her time at this organization. Ms. Steuart has leveraged her employment within the Energy industry by working in the public sector as a Rate/Financial Analyst at the Colorado Public Utilities Commission (CPUC) and most recently took a Controller Position for a progressive Non-profit Company that provides Low Income Energy Assistance to this sector of the Community in Colorado. Marna is a native of Colorado and naturally loves the outdoors in both the winter, volunteering as a Nordic instructor for the National Sports Center for the Disabled (NSCD) and in the summer by climbing fourteeners and camping and fishing in what she refers to as "my awesome mountainous backyard called Colorado".

Register by phone or need assistance? Call +1-888-717-2436 Register Now Download Brochure

Register Now

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$1,499.00

(One Dial-in One Attendee)

November 12-13, 2020, Virtual Seminar
(Registrations till October 27, 2020 - $1499) (Registrations after October 27, 2020 - $1699)

$7,645.00

Group-Max. 10 Attendees

November 12-13, 2020, Virtual Seminar
(Registrations till October 27, 2020 - $7645) (Registrations after October 27, 2020 - $8995)



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Note: In view of Coronavirus situation and travel advisory issued, ComplianceOnline will waive off all cancellation charges for the registrations till September 30, 2020.

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Cancellations and substitutions for In-person Seminars:

Written cancellations through fax or email (from the person who has registered for this conference) received at least 10 calendar days prior to the start date of the event will receive a refund - less a $300 administration fee. No cancellations will be accepted - nor refunds issued - within 10 calendar days before the start date of the event.

On request by email or fax (before the seminar) a credit for the amount paid minus administration fees ($300) will be transferred to any future ComplianceOnline event and a credit note will be issued.

Substitutions may be made at any time. No-shows will be charged the full amount.

We discourage onsite registrations, however if you wish to register onsite, payment to happen through credit card immediately or check to be submitted onsite. Conference material will be given on the spot if it is available after distributing to other attendees. In case it is not available, we will send the material after the conference is over.

In the event ComplianceOnline cancels the seminar, ComplianceOnline is not responsible for any airfare, hotel, other costs or losses incurred by registrants. Some topics and speakers may be subject to change without notice.

Cancellations and Substitutions for Virtual Seminars & Webinars:

Written cancellations through fax or email (from the person who has registered for the training) received at least 10 calendar days prior to the start date of the event will receive a refund — less a 30% administration fee. No cancellations will be accepted — nor refunds issued — within 10 calendar days from the start date of the event. On request by email or fax (before the training) a credit for the amount paid minus administration fees (30%) will be transferred to any future ComplianceOnline event and a credit note will be issued. Substitutions may be made at any time. No-shows will be charged the full amount. Some topics and speakers may be subject to change without notice.
Offers:
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  • Testimonials

    See What People Say About Us

    Relevant topics and good interaction with instructor and participants.

    Head of Risk Management,

    Insigneo Financial Group

    Great Speaker/Presenter. All info was applicable & Class discussions were interesting.

    Internal Auditor,

    Sedgwick County

    This topic most valuable to me was "Fraud Assessment" and area of interest.

    Risk Due Diligence Manager,

    GSK

    Great Training.

    Internal Compliance Auditor,

    Professional Contract Services Inc.

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