ComplianceOnline

Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

Implementing Bank Secrecy Act (BSA), Audit & Best Practices
20
/ Dec
Thursday-2018

Implementing Bank Secrecy Act (BSA), Audit & Best Practices

  • Speaker: Richard Cascarino
  • Product ID: 705706
  • Duration: 120 Min
This BSA webinar will discuss best practices of development, maintenance and auditing of the Bank Secrecy Act. Common and legal identifiers and red flags, the sources of audit evidence, steps of conducting internal investigation, elements to establish evidence of laundering.
* Per Attendee
$219
Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly
20
/ Dec
Thursday-2018

Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

  • Speaker: David L Osburn
  • Product ID: 704967
  • Duration: 90 Min
This training program will provide financial professionals guidance on key ratio analysis. It will also detail a five-step analysis plan to calculate the key ratios covering liquidity, activity, leverage, operating performance, and cash flow analysis.
* Per Attendee
$199
Monitoring High Risk Transactions
8
/ Jan
Tuesday-2019

Monitoring High Risk Transactions

  • Speaker: Doug Keipper
  • Product ID: 703001
  • Duration: 60 Min
This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.
* Per Attendee
$149
Cyber Risk Management Frameworks and Concepts
9
/ Jan
Wednesday-2019

Cyber Risk Management Frameworks and Concepts

  • Speaker: Lynn Fountain
  • Product ID: 705885
  • Duration: 90 Min
In this webinar, you will learn the concepts to establish a cyber risk management program in your organization. Multiple risk management framework concepts will be discussed such as NIST Cybersecurity Framework, ISO/IEC Security Control Standard, FFIEC Cybersecurity Assessment and SEC/OCIE Cybersecurity Initiative. You will also learn the Components of NIST cyber framework and their applicability to any frameworks.
* Per Attendee
$199
Bank Secrecy Act (BSA) Audit Best Practices
9
/ Jan
Wednesday-2019

Bank Secrecy Act (BSA) Audit Best Practices

  • Speaker: Gina Lowdermilk
  • Product ID: 702829
  • Duration: 60 Min
This BSA audit training will explain how the best practices in a BSA audit have evolved over the years. It will cover the major components of an effective BSA program that the audit focuses on and the specifics of each area as it pertains to BSA audits.
* Per Attendee
$199
Tackling ACH Fraud
9
/ Jan
Wednesday-2019

Tackling ACH Fraud

  • Speaker: Rayleen M Pirnie
  • Product ID: 705552
  • Duration: 90 Min
Learn the most common and costly forms of ACH fraud, how to avoid it and the proper internal controls to have in place. The presenter will discuss the most current forms of specific ACH frauds.
* Per Attendee
$199
BSA/AML Contextual Awareness of High Risk Customers
10
/ Jan
Thursday-2019

BSA/AML Contextual Awareness of High Risk Customers

  • Speaker: William Schlameuss
  • Product ID: 705472
  • Duration: 60 Min
This webinar will highlight the steps to identify and evaluate high-risk customers. Learn how to perform BSA, AML risk assessments.
* Per Attendee
$199
EBIT/EBITDA - Understanding Your Profit and Loss Statement
10
/ Jan
Thursday-2019

EBIT/EBITDA - Understanding Your Profit and Loss Statement

  • Speaker: Candace Leuck
  • Product ID: 704091
  • Duration: 90 Min
This training program will review different types profit and loss statements, including a QuickBooks profit and loss standard layout as a complex, multi-fund example. Attendees will learn how to analyze growth or loss within a business or department by comparing progressive reports.
* Per Attendee
$199
Form W-2 for 2019: All You Need to Know
14
/ Jan
Monday-2019

Form W-2 for 2019: All You Need to Know

  • Speaker: Vicki M. Lambert
  • Product ID: 703816
  • Duration: 90 Min
This training program will discuss various aspects of the IRS Form W-2 for 2019. The webinar will cover requirements for completing and filing the form including a box by box explanation. Best practices for completing and reconciling the form, and handling duplicate requests from employees will also be covered. The webinar training will further look at when to use the correction Form W-2c and the latest requirements for the Affordable Health Care Act as it relates to reporting requirements on the form.
* Per Attendee
$179
Red Flags and EDD for Non-Bank Financial Institutions
14
/ Jan
Monday-2019

Red Flags and EDD for Non-Bank Financial Institutions

  • Speaker: Vicki Landon
  • Product ID: 703536
  • Duration: 60 Min
This webinar will address the red flags that may indicate money laundering and fraud in non-bank financial institutions. It will also provide guidelines for conducting enhanced due diligence (EDD).
* Per Attendee
$199
TIN Matching and B Notices - How to Minimize the Paperwork from Complaints on IRS Information Returns
15
/ Jan
Tuesday-2019

TIN Matching and B Notices - How to Minimize the Paperwork from Complaints on IRS Information Returns

  • Speaker: Miles Hutchinson
  • Product ID: 703028
  • Duration: 90 Min
This IRS regulatory compliance training will explain the TIN matching system best practices to eliminate form 1099 reporting errors. It will also provide you the tools to effectively handle B- Notices in order to avoid fines and penalties.
* Per Attendee
$199
Developing an Effective Fraud Risk Management Program
15
/ Jan
Tuesday-2019

Developing an Effective Fraud Risk Management Program

  • Speaker: Craig M Taggart
  • Product ID: 703862
  • Duration: 90 Min
The risk of fraud is just one of the many types of risks to be managed by an organization. But to let this risk fall out of focus can bring catastrophic results. Building an effective fraud risk management program to combat organizational fraud requires solid understanding of how and why fraud is perpetrated. This course will discuss the components of a fraudulent act, different types of fraud schemes and the impact fraud has on organizations. It will also analyze why individuals commit fraud and why the threat of punishment alone doesn’t deter potential fraudsters.
* Per Attendee
$199
Procurement Cards (P-Cards) - Fraud Detection, Prevention, and Deterrence
15
/ Jan
Tuesday-2019

Procurement Cards (P-Cards) - Fraud Detection, Prevention, and Deterrence

  • Speaker: Chris Doxey
  • Product ID: 702646
  • Duration: 60 Min
This webinar on procurement cards fraud prevention will help you identify the ‘red flags' of P-Card fraud and will provide a practical internal controls toolkit that will help reduce the potential for fraud and mitigate risk within the process.
* Per Attendee
$199
The Workers' Compensation Experience Mod - Many Are Wrong, Most are Mismanaged
16
/ Jan
Wednesday-2019

The Workers' Compensation Experience Mod - Many Are Wrong, Most are Mismanaged

  • Speaker: Kevin Ring
  • Product ID: 704249
  • Duration: 60 Min
The experience mod is the single most important factor when determining workers’ compensation premium. This training program will help employers understand how the experience mod works and how to utilize that knowledge to control your workers’ compensation costs.
* Per Attendee
$199
AML Model Validation: A Critical Need in the New Regulatory Environment
16
/ Jan
Wednesday-2019

AML Model Validation: A Critical Need in the New Regulatory Environment

  • Speaker: Dr. Frank Masi
  • Product ID: 704227
  • Duration: 60 Min
This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model validation to know what to look for in an RFP, and detail the requirements included in Final Rule 504.
* Per Attendee
$199
Recorded/CD
Internal Controls - What Every Manager Needs to Know

Internal Controls - What Every Manager Needs to Know

  • Speaker: Lynn Fountain
  • Product ID: 703148
  • Duration: 90 Min
This webinar highlights the importance of management’s role in instilling proper internal controls within their processes. In this session, instructor will explore methods to educate management on their individual responsibilities for control processes and the variance between a control malfunction and control design issues. Participants will be provided with tools to help management better understand their role in internal control and effectively execute their obligations. The session will also review the impending COSO changes and examine how they may impact your organization.
CD/Recorded
$249
Recorded/CD
GAAP: Accounting for Inventory

GAAP: Accounting for Inventory

  • Speaker: Candace Leuck
  • Product ID: 705203
  • Duration: 90 Min
For manufacturers and retailers inventory is one of the most valuable assets on the balance sheet. The cost of inventory is one of the largest expenses on the income statement. Practitioners and members in industry will benefit from this training program’s comprehensive guidance on inventory accounting issues.
CD/Recorded
$229
Recorded/CD
BSA Training - Tips & Tools

BSA Training - Tips & Tools

  • Speaker: Doug Keipper
  • Product ID: 702832
  • Duration: 60 Min
This Bank Secrecy Act (BSA) program training will guide attendees through the methods to train each segment of the bank’s or credit union’s employees annually on Bank Secrecy Act. It can be used as a “Train the Trainer” course or as annual training for all employees.
CD/Recorded
$199
Recorded/CD
1099 & W-9 Update - Complying with IRS Information Reporting Guidelines

1099 & W-9 Update - Complying with IRS Information Reporting Guidelines

  • Speaker: Miles Hutchinson
  • Product ID: 703220
  • Duration: 90 Min
This IRS regulatory compliance training will focus on the rules requiring W-9 documentation and 1099 reporting. Attendees will learn the best practices to ensure compliance with IRS and avoid B-Notices.
CD/Recorded
$249
Recorded/CD
Non Resident Alien Payee  (1042-S, W-8) -  How to Handle the Information Reporting and Backup Withholding Requirements of the IRS

Non Resident Alien Payee (1042-S, W-8) - How to Handle the Information Reporting and Backup Withholding Requirements of the IRS

  • Speaker: Miles Hutchinson
  • Product ID: 703855
  • Duration: 100 Min
Collecting the tax due from NRAs (nonresident aliens) working in the U.S. is a Tier 1 audit issue. This tax burden is minimized when companies making payments to NRAs for dependent and independent personal services properly withhold on these payments. This training program will review the five forms W-8 including the new W-8BEN-E just released in Q1-2014. It will help attendees establish which W-8 to provide NRAs working for them.
CD/Recorded
$249
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