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Home › Online Training ›  Banking & Financial Services Training

Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

Sub Categories: Banks and Credit Unions | Accounting and Taxation | Insurance | Financial Services and Trading
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SR Letter 11-7 - Supervisory Guidance on Model Risk Management
6
/ Apr
Monday-2020

SR Letter 11-7 - Supervisory Guidance on Model Risk Management

  • Speaker: Mario Mosse
  • Product ID: 703995
  • Duration: 90 Min
This training program will detail why SR Letter 11-7 has become the gold standard for model risk management, with its principle being adopted not only by banks but also virtually all U.S. financial institutions.
* Per Attendee
$199
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Accounts Payable Fraud - Detecting and Preventing AP Fraud
7
/ Apr
Tuesday-2020

Accounts Payable Fraud - Detecting and Preventing AP Fraud

  • Speaker: Peter Goldmann
  • Product ID: 702441
  • Duration: 90 Min
This webinar will guide you through the critical steps in ensuring strong controls for the accounts payable (AP) function and provide practical 'how to' guidance for minimizing your organization’s exposure to AP fraudsters.
* Per Attendee
$199
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Personal and Business Tax Returns Analysis - 1040 Federal Tax Returns, K-1 Forms and Tax Code Updates
13
/ Apr
Monday-2020

Personal and Business Tax Returns Analysis - 1040 Federal Tax Returns, K-1 Forms and Tax Code Updates

  • Speaker: David L Osburn
  • Product ID: 705011
  • Duration: 90 Min
This personal and business tax returns analysis training program will focus on key areas such as 1040 federal tax returns, K-1 forms, and tax code updates and how they affect bank’s clients. It will also discuss the structure of a C corporation, S corporation, and Partnership (including LLC) tax return.
* Per Attendee
$149
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Red Flags of Money Laundering
14
/ Apr
Tuesday-2020

Red Flags of Money Laundering

  • Speaker: William Schlameuss
  • Product ID: 703417
  • Duration: 60 Min
This webinar will explain what money laundering is, various types of money laundering including structuring, micro-structuring and cuckoo smurfing. Attendees will learn how to identify the red flags of money laundering in an account within your institution.
* Per Attendee
$199
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How to Think Like a Crook - Money Laundering Prevention
16
/ Apr
Thursday-2020

How to Think Like a Crook - Money Laundering Prevention

  • Speaker: Doug Keipper
  • Product ID: 702770
  • Duration: 60 Min
This anti-money laundering training will describe the reasons and methods of money laundering in financial institutions. This will help attendees to protect themselves from regulatory risk by establishing an effective anti-money laundering system within their financial institution.
* Per Attendee
$149
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Purchasing Cards: Overcoming Risks and Creating an Effective Program
17
/ Apr
Friday-2020

Purchasing Cards: Overcoming Risks and Creating an Effective Program

  • Speaker: Brian G Rosenberg
  • Product ID: 704467
  • Duration: 60 Min
This training program will detail the components of a successful purchasing card program. It will also discuss implementing proper purchasing card controls, types of risk including fraud and misuse, auditing techniques, and more.
* Per Attendee
$199
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After the Breach: New Ideas in Customer Identity for Banks
17
/ Apr
Friday-2020

After the Breach: New Ideas in Customer Identity for Banks

  • Speaker: Jim George
  • Product ID: 704664
  • Duration: 60 Min
This webinar training helps attendees to understand the problems with 26 Red flags released by federal regulators in regards to identity fraud. The instructor will discuss how to create and implement the fraud control program and Identity solutions to combat ID theft and reduce future losses.
* Per Attendee
$199
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The Top Twenty Standards of Internal Control for a Corporation
20
/ Apr
Monday-2020

The Top Twenty Standards of Internal Control for a Corporation

  • Speaker: Chris Doxey
  • Product ID: 706042
  • Duration: 60 Min
Attend this webinar to learn the best practices of internal control and top twenty internal controls standard roles and responsibilities to detect and prevent fraud. Also attendees will learn top three critical corporate controls and why they are the foundation of any internal controls program.
* Per Attendee
$199
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Digital Payments 2020 - The future of Payments
20
/ Apr
Monday-2020

Digital Payments 2020 - The future of Payments

  • Speaker: Stanley Epstein
  • Product ID: 704753
  • Duration: 90 Min
This digital payment training program will examines the current state of the payments industry - from the complexity of the current payments landscape, the growing range of bank and non-bank participants, the ever-increasing range of payments methods, interfaces and systems, open banking, regulation and the future payments scene.
* Per Attendee
$199
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Implementing the New Lease Accounting Standards
20
/ Apr
Monday-2020

Implementing the New Lease Accounting Standards

  • Speaker: Miles Hutchinson
  • Product ID: 706044
  • Duration: 90 Min
In this webinar, you will learn practical tips for complying with the new guidelines for this complex area of accounting and reporting. It will help you analyze typical transactions to recognize their lease characteristics, account for and report them in compliance with the new rules.
* Per Attendee
$199
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New NACHA Operating Rules Changes 2020 and Beyond!
23
/ Apr
Thursday-2020

New NACHA Operating Rules Changes 2020 and Beyond!

  • Speaker: Donna K Olheiser
  • Product ID: 705048
  • Duration: 90 Min
This webinar will provide all the details on the most recent and upcoming NACHA Operating Rules changes that affect you as a participant in the ACH network, whether you are an ODFI, an RDFI or a TPS (Third-Party Sender) or TPSP (or Third Party Service Provider). Multiple Rules Changes, NACHA Operations Bulletins, Supplements to the Rules along with examples and explanations of what they each mean to you as a participant will be discussed.
* Per Attendee
$199
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FinCEN's New CDD Rule - The New Fifth Prong of the AML
27
/ Apr
Monday-2020

FinCEN's New CDD Rule - The New Fifth Prong of the AML

  • Speaker: Jim George
  • Product ID: 705602
  • Duration: 60 Min
The FinCEN has issued substantial new AML requirements focused on a major expansion of Know Your Customer into what is now Customer Due Diligence, CDD. This webinar will present various aspects of the requirements.
* Per Attendee
$199
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1099 & W-9 Update - Complying with IRS Information Reporting Guidelines
30
/ Apr
Thursday-2020

1099 & W-9 Update - Complying with IRS Information Reporting Guidelines

  • Speaker: Miles Hutchinson
  • Product ID: 703220
  • Duration: 90 Min
This IRS regulatory compliance training will focus on the rules requiring W-9 documentation and 1099 reporting. Attendees will learn the best practices to ensure compliance with IRS and avoid B-Notices.
* Per Attendee
$199
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Bank Secrecy Act Reporting Expectations - CTRs and SARs
30
/ Apr
Thursday-2020

Bank Secrecy Act Reporting Expectations - CTRs and SARs

  • Speaker: John F Reynolds
  • Product ID: 705443
  • Duration: 60 Min
This webinar will focus on the BSA reports and regulatory expectations including the requirements to file CTRs and SARs. Attendees will learn best practices to ensure AML compliance.
* Per Attendee
$149
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FDCPA: Basics of the Fair Debt Collection Practices Act
7
/ May
Thursday-2020

FDCPA: Basics of the Fair Debt Collection Practices Act

  • Speaker: Daniel Clark
  • Product ID: 706417
  • Duration: 60 Min
FDCPA has long been important for financial institutions. With an added focus on consumer rights by activists and now by regulators like the CFPB, it may be time to reacquaint ourselves with this regulation and what we can and cannot do when collecting debts owed us. While changes to the law remain in flux given the current administration’s desire to reduce regulations, the basics are still viable and relevant.
* Per Attendee
$199
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Recorded/CD
GAAP: Accounting for Inventory

GAAP: Accounting for Inventory

  • Speaker: Candace Leuck
  • Product ID: 705203
  • Duration: 60 Min
For manufacturers and retailers inventory is one of the most valuable assets on the balance sheet. The cost of inventory is one of the largest expenses on the income statement. Practitioners and members in industry will benefit from this training program’s comprehensive guidance on inventory accounting issues.
CD/Recorded
$229
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Recorded/CD
Bookkeeping, Accounting and Write Up Services: SSARS

Bookkeeping, Accounting and Write Up Services: SSARS

  • Speaker: Candace Leuck
  • Product ID: 705128
  • Duration: 60 Min
This webinar will refresh your understanding of bookkeeping engagements as well as guidance on withdrawing from an engagement, documentation required, fraud considerations, and internal control. It is important to have control processes for bookkeeping engagements just as we do for attest functions.
CD/Recorded
$249
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Recorded/CD
Recurring Deficiencies in Compilations and Reviews and How to Avoid Them - SSARS Procedures, Reports and Accounting Matters

Recurring Deficiencies in Compilations and Reviews and How to Avoid Them - SSARS Procedures, Reports and Accounting Matters

  • Speaker: Candace Leuck
  • Product ID: 704538
  • Duration: 60 Min
This webinar will discuss common deficiencies that are discovered in compilation and review engagements, as a result of peer review. It will explain the difference between minor deficiencies and major deficiencies. Instructor will discuss how to avoid these common mistakes and what the most common deficiencies are.
CD/Recorded
$249
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Recorded/CD
Effective Vendor Risk Management

Effective Vendor Risk Management

  • Speaker: Mario Mosse
  • Product ID: 705193
  • Duration: 90 Min
Vendor risk management is an important component of a financial institution’s operational risk management program. This training program will examine how a sound vendor risk management program, including careful planning, due diligence and selection, and close oversight and monitoring during the life of the contract, is necessary to reduce the risks posed by the outsourcing of critical functions.
CD/Recorded
$229
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Recorded/CD
IFRS vs. US GAAP

IFRS vs. US GAAP

  • Speaker: Mike Morley
  • Product ID: 701879
  • Duration: 60 Min
When IFRS comes into effect, accountants working for US companies will be expected to continue to prepare US GAAP statements, but in addition will have to prepare IFRS financial statements to meet IFRS requirements, along with a reconciling financial statement which bridges the gap between the two.
CD/Recorded
$229
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