ComplianceOnline

Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

AML/BSA Overview, Compliance, and Current Issues, including new CDD Requirements
23
/ Jan
Thursday-2020

AML/BSA Overview, Compliance, and Current Issues, including new CDD Requirements

  • Speaker: Jim George
  • Product ID: 705827
  • Duration: 60 Min
This BSA/AML webinar will discuss various compliance requirements for AML - KYC, CTRs, SARs, new customer due-diligence process and various strategies which money launderers are using now and how to detect and thwart it.
* Per Attendee
$169
How to Value Your Private Company? - Methods, Measures, And Management
23
/ Jan
Thursday-2020

How to Value Your Private Company? - Methods, Measures, And Management

  • Speaker: Jack Bensimon
  • Product ID: 706268
  • Duration: 60 Min
This webinar will discuss ways to value your private company using easy to implement methods and tools that don’t require advanced training or resources. We will be covering areas and measures that will be key to raising capital among shareholders and other financiers.
* Per Attendee
$199
Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs
28
/ Jan
Tuesday-2020

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

  • Speaker: Doug Keipper
  • Product ID: 703110
  • Duration: 60 Min
This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.
* Per Attendee
$199
Non Resident Alien Payee  (1042-S, W-8) -  How to Handle the Information Reporting and Backup Withholding Requirements of the IRS
29
/ Jan
Wednesday-2020

Non Resident Alien Payee (1042-S, W-8) - How to Handle the Information Reporting and Backup Withholding Requirements of the IRS

  • Speaker: Miles Hutchinson
  • Product ID: 703855
  • Duration: 120 Min
In this training program attendees will learn how to manage nonresident alien payee' tax issues in compliance with IRS information reporting and backup withholding requirements for NRAs. Also attendees will learn the five variations of forms W-8 including the new W-8BEN-E just released in Q1-2014. It will help attendees establish which W-8 to provide NRAs working for them.
* Per Attendee
$229
AML Model Validation: A Critical Need in the New Regulatory Environment
30
/ Jan
Thursday-2020

AML Model Validation: A Critical Need in the New Regulatory Environment

  • Speaker: Dr. Frank Masi
  • Product ID: 704227
  • Duration: 60 Min
This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model validation to know what to look for in an RFP, and detail the requirements included in Final Rule 504.
* Per Attendee
$199
Advanced Cash Flow Analysis-EBITDA, UCA Cash Flow, Cash Basis Cash Flow, Fixed-Charge Coverage and Free Cash Flow
31
/ Jan
Friday-2020

Advanced Cash Flow Analysis-EBITDA, UCA Cash Flow, Cash Basis Cash Flow, Fixed-Charge Coverage and Free Cash Flow

  • Speaker: David L Osburn
  • Product ID: 705340
  • Duration: 90 Min
This webinar training will explore multiple models of both business and personal (business owner) cash flow analyses. Various cash flow projections and sensitivity analyses will also be explored. The webinar will conclude with commercial real estate (CRE) cash flow analysis and other related real estate investment cash flow models.
* Per Attendee
$199
Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly
3
/ Feb
Monday-2020

Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

  • Speaker: David L Osburn
  • Product ID: 704967
  • Duration: 90 Min
This training program will provide financial professionals guidance on key ratio analysis. It will also detail a five-step analysis plan to calculate the key ratios covering liquidity, activity, leverage, operating performance, and cash flow analysis.
* Per Attendee
$199
Managing the Alert/Case Clearing Investigation Process - BSA/AML/OFAC Compliance
4
/ Feb
Tuesday-2020

Managing the Alert/Case Clearing Investigation Process - BSA/AML/OFAC Compliance

  • Speaker: William Schlameuss
  • Product ID: 704898
  • Duration: 60 Min
This webinar will discuss the current “industry best practice” for the alert/case management investigation process, and any guidance from the regulators. The instructor will cover a sample methodology meant to demonstrate what your institution may be doing, and opportunities to improve it. Participants will understand about the rules/scenarios thresholds that are leading to alerts/cases. It will help you answer
  • What is your escalation process?
  • What policies guide your investigation process?
  • What policies dictate when you file an alert/case?
* Per Attendee
$199
Compliance Requirements for Unauthorized Returns with recently Approved Changes to the Rules
5
/ Feb
Wednesday-2020

Compliance Requirements for Unauthorized Returns with recently Approved Changes to the Rules

  • Speaker: Donna K Olheiser
  • Product ID: 705282
  • Duration: 60 Min
In this 60-minute session, the trainer will cover all the recently approved changes and details for returning an unauthorized transaction, including when to use a R10 or an R11 Return Reason Code. Examples used throughout the session will outline these changes, describe their effect on you as a participant in the ACH network, whether you are an RDFI or an ODFI.
* Per Attendee
$199
Analyzing IFRS Financial Statements - What’s the Difference?
5
/ Feb
Wednesday-2020

Analyzing IFRS Financial Statements - What’s the Difference?

  • Speaker: Mike Morley
  • Product ID: 704558
  • Duration: 60 Min
This training program will answer questions related to IFRS financial statements and compare them to GAAP based statements using numbers from examples that come from every-day life. The course will also analyze the four key principles of IFRS and the cash flow statement, and discuss using financial statement notes to decode the numbers.
* Per Attendee
$199
Anti-Fraud Controls in Payroll: Prevent Before It's Too Late
7
/ Feb
Friday-2020

Anti-Fraud Controls in Payroll: Prevent Before It's Too Late

  • Speaker: Peter Goldmann
  • Product ID: 705257
  • Duration: 90 Min
This 90-minute webinar will help attendees discover the various types of payroll scams, how to recognize key signs of fraud, and ways to prevent and eliminate payroll fraud. It will further offer best practices to use in payroll audits to defend against fraud and negligence.
* Per Attendee
$199
Identity Issues in Banking - 26 Red Flags and More
11
/ Feb
Tuesday-2020

Identity Issues in Banking - 26 Red Flags and More

  • Speaker: Jim George
  • Product ID: 704664
  • Duration: 60 Min
This webinar training helps attendees understand the 26 Red flags released by federal regulators in regards to identity fraud. The instructor will discuss how to create and implement the fraud control program and Identity solutions to combat ID theft and reduce future losses. Participants will also learn strategies on fraud prevention, detection and investigation.
* Per Attendee
$199
BSA Training - Tips & Tools
11
/ Feb
Tuesday-2020

BSA Training - Tips & Tools

  • Speaker: Doug Keipper
  • Product ID: 702832
  • Duration: 60 Min
This Bank Secrecy Act (BSA) program training will guide attendees through the methods to train each segment of the bank’s or credit union’s employees annually on Bank Secrecy Act. It can be used as a “Train the Trainer” course or as annual training for all employees.
* Per Attendee
$149
Travel and Expense Policy Development and Automation
12
/ Feb
Wednesday-2020

Travel and Expense Policy Development and Automation

  • Speaker: Brian G Rosenberg
  • Product ID: 704880
  • Duration: 60 Min
In this webinar training, you will learn how to create, maintain, and enforce a T&E policy for your organization. The Instructors will discuss the key components and best practices for policies.
* Per Attendee
$179
Digital Payments 2020 - The future of Payments
19
/ Feb
Wednesday-2020

Digital Payments 2020 - The future of Payments

  • Speaker: Stanley Epstein
  • Product ID: 704753
  • Duration: 90 Min
This digital payment training program will examines the current state of the payments industry - from the complexity of the current payments landscape, the growing range of bank and non-bank participants, the ever-increasing range of payments methods, interfaces and systems, open banking, regulation and the future payments scene.
* Per Attendee
$199
Recorded/CD
Bank Secrecy Act Reporting Expectations - CTRs and SARs

Bank Secrecy Act Reporting Expectations - CTRs and SARs

  • Speaker: John F Reynolds
  • Product ID: 705443
  • Duration: 60 Min
This webinar will focus on the BSA reports and regulatory expectations including the requirements to file CTRs and SARs. Attendees will learn best practices to ensure AML compliance.
CD/Recorded
$179
Recorded/CD
Establishing a Service Level Agreement (SLA) Process

Establishing a Service Level Agreement (SLA) Process

  • Speaker: Chris Doxey
  • Product ID: 702511
  • Duration: 60 Min
An SLA - which can be a legally binding formal or informal contract between two parties, must comply with operating norms, which describe how the process is governed, managed, and controlled. In this webinar we will provide you with critical information on SLA process.
CD/Recorded
$249
Recorded/CD
Challenges, Opportunities  and Compliance Requirements for Same Day ACH (SDA)

Challenges, Opportunities and Compliance Requirements for Same Day ACH (SDA)

  • Speaker: Donna K Olheiser
  • Product ID: 704019
  • Duration: 60 Min
This training program will detail what just happened with the adoption of the new Same Day ACH Rule and what will it do for the ACH payments network. It will also help identify the impact on financial institutions (ODFIs and RDFIs), including their originators.
CD/Recorded
$229
Recorded/CD
SR Letter 11-7 - Supervisory Guidance on Model Risk Management

SR Letter 11-7 - Supervisory Guidance on Model Risk Management

  • Speaker: Mario Mosse
  • Product ID: 703995
  • Duration: 90 Min
This training program will detail why SR Letter 11-7 has become the gold standard for model risk management, with its principle being adopted not only by banks but also virtually all U.S. financial institutions.
CD/Recorded
$249
Recorded/CD
Purchasing Cards: Overcoming Risks and Creating an Effective Program

Purchasing Cards: Overcoming Risks and Creating an Effective Program

  • Speaker: Brian G Rosenberg
  • Product ID: 704467
  • Duration: 60 Min
This training program will detail the components of a successful purchasing card program. It will also discuss implementing proper purchasing card controls, types of risk including fraud and misuse, auditing techniques, and more.
CD/Recorded
$249
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