WEBINARS

 

Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

AML High-Risk Transactions - Identify, Manage and Resolve

webinar-speaker   Jim George

webinar-time   90 Min

Product Id: 704792

This webinar will discuss the techniques for controlling and managing High Risk Transaction. The Instructor will discuss the parameters for identifying and qualifying transactions as high risk and process and communication to be followed. He will also discuss how to resolve the end result.

1 / Mar / 2021 - Monday

* Per Attendee $199

 

Writing an Effective SAR Narrative

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 702993

This BSA compliance training on Suspicious Activity Reporting (SAR) will provide details on how to prepare a SAR (Suspicious Activity Reporting) narrative that meets examiner scrutiny and provides necessary detail for law enforcement.

25 / Jan / 2022 - Tuesday

* Per Attendee $179

 

Understanding and Responding to Bribery & Corruption Red Flags

webinar-speaker   Stanley Epstein

webinar-time   90 Min

Product Id: 706782

Corruption is a form of dishonesty or a criminal offense, undertaken by a person, or an organization entrusted with a position of authority, in order to acquire illegal benefits or abuse power for one's private gain. Corruption may involve many activities, which include bribery and embezzlement, and it may also involve practices which are still legal in many countries. “Red-flags” provide a warning that illegal activity may be taking place.

26 / Jan / 2022 - Wednesday

* Per Attendee $199

 

Banking Risk Management and BASEL

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 706780

If you are involved in the implementation and auditing of corporate procedures, this webinar will help you ensure effective implementation of the Basel accords.

26 / Jan / 2022 - Wednesday

* Per Attendee $179

 

Employee Fraud at Banks - Understanding, Prevention, Detection

webinar-speaker   Jim George

webinar-time   60 Min

Product Id: 706781

Financial organizations of all kinds and sizes are increasingly threatened by employee fraud. In fact, employee fraud represents the majority of all fraud threatening organizations. Embezzlement, kickbacks, check fraud, financial statement fraud and vendor billing schemes are just a few of the countless economic crimes committed by employees and outsiders. And with the march of technology, new computer and Internet-driven schemes are being deployed by dishonest insiders all the time.

28 / Jan / 2022 - Friday

* Per Attendee $179

 

BSA/AML Contextual Awareness of High Risk Customers

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 705472

This webinar will highlight the steps to identify and evaluate high-risk customers. Learn how to perform BSA, AML risk assessments.

3 / Feb / 2022 - Thursday

* Per Attendee $199

 

Computer Fraud and Countermeasures

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 706783

This webinar is intended to raise auditors’ abilities within the sphere of forensic auditing through a combination of lecture and case-study.

3 / Feb / 2022 - Thursday

* Per Attendee $179

 

Bank Compliance Failures: Examples and Lessons

webinar-speaker   Jim George

webinar-time   60 Min

Product Id: 706784

This webinar uses actual case studies to look at what leads to compliance failures, and how to handle them. In each case. What were the specifics of the situation? Why was there a failure? How was it identified? What did it take to fix it? How could it have been avoided? (Lessons learned). It concludes with a summary of the evident patterns and learnings.

7 / Feb / 2022 - Monday

* Per Attendee $179

 

Writing High-Impact Executive Summaries

webinar-speaker   Phil Vassallo

webinar-time   90 Min

Product Id: 704127

This training program will help attendees approach the writing situation with a clear and useful strategy. It will include strategies to fuse the purpose of the summary with the issues that matter to your audience. Attendees will also learn to sort ideas to clarify key points and craft paragraphs that reinforce the intent of the executive summary.

16 / Feb / 2022 - Wednesday

* Per Attendee $199

 

Introduction to Sales and Use Tax Compliance

webinar-speaker   Miles Hutchinson

webinar-time   120 Min

Product Id: 706802

Sales tax? Use tax? What’s the difference? Must I charge tax on my internet sales? Will I owe taxes in more than one state for the same sale? Why is my drop shipper charging me tax? Why did I receive a NEXUS Questionnaire and what if I don’t respond to it? I just received a notice that I have to conduct a self-audit and report my findings to the state – is this for real? I need help!

16 / Feb / 2022 - Wednesday

* Per Attendee $229

 

"Front-End, Middle, and Back-End" Approach to Credit Management

webinar-speaker   David L Osburn

webinar-time   60 Min

Product Id: 705808

This credit management webinar will discuss the credit analysis process, how to do financial statement analysis and how to do effective cash management using various tools and techniques and how to use various collection techniques (manage legal issues and using negotiation skills) and overall how to manage the collection process.

16 / Feb / 2022 - Wednesday

* Per Attendee $179

 

Compliance and Clarification of Nacha’s Third-Party Sender (TPS) Roles & Responsibilities

webinar-speaker   Donna K Olheiser

webinar-time   90 Min

Product Id: 706803

Recent updates to the Nacha Operating Rules are further clarifying the Roles and Responsibilities for Third-Party Senders (TPSs) who use the ACH network. Purpose of the update is to explicitly identify the use of not just TPSs but also “nested” TPS. The update is also addressing the requirement that a TPS conduct a Risk Assessment. Both Rules become effective Sept 30, 2022, with a 6-month grace period for certain aspects of each Rule. This 90-minute session will address all the details.

17 / Feb / 2022 - Thursday

* Per Attendee $199

 

Monitoring High Risk Transactions

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703001

This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.

17 / Feb / 2022 - Thursday

* Per Attendee $199

 

GAAP: Accounting for Inventory

webinar-speaker   Christy Foister

webinar-time   60 Min

Product Id: 705203

For manufacturers and retailers inventory is one of the most valuable assets on the balance sheet. The cost of inventory is one of the largest expenses on the income statement. Practitioners and members in industry will benefit from this training program’s comprehensive guidance on inventory accounting issues.

17 / Feb / 2022 - Thursday

* Per Attendee $199

 

Mobile Device Risks, Records and Compliance Rules: Managing Your Financial Institution's BYOD Program and Policy

webinar-speaker   Brian G Rosenberg

webinar-time   60 Min

Product Id: 704436

This informative training session is a must for anyone who communicates via smartphones or other mobile devices. This session is a cost-effective way to recognize and manage mobile risks facing individual users and financial institutions as a whole. A timely program for professionals who want to ensure that their financial institution’s mobile/electronic content, use, risks, policies, records, privacy, and procedures are managed in compliance with the law, regulatory rules, and organizational guidelines.

18 / Feb / 2022 - Friday

* Per Attendee $199

 

Social Media Risks, Rules, Policies and Procedures: Best Practices to Minimize Risks, Manage Use and Maximize Legal and Regulatory Compliance

webinar-speaker   Brian G Rosenberg

webinar-time   60 Min

Product Id: 703887

This social media training program with Nancy Flynn will reveal how a best practices-based policy and compliance management program can help mitigate risks, manage behavior, and maximize compliance. It will discuss means and methods to recognize and manage social media risks. Attendees will learn how a strategic social media management program-combining policy, training, and technology-can help prevent potentially costly legal, regulatory and security disasters. The course is a must for anyone who wants to ensure that business, personal, and public social media are managed and maintained in compliance with the law, regulatory rules, and organizational policy.

Recording Available

* Per Attendee $249

 

Business Writing for Financial Professionals

webinar-speaker   Phil Vassallo

webinar-time   90 Min

Product Id: 703262

This training on business writing will provide attendees tools and tips for effectively writing financial documents for diverse audiences. Learn best practices for getting an immediate response to any written document.

Recording Available

* Per Attendee $249

 

Nacha New Rule on Meaningful Modernization – What this Means

webinar-speaker   Donna K Olheiser

webinar-time   90 Min

Product Id: 706779

Recent updates to help the ACH “user” experience with improvements and simplification by adopting new technologies and channels for the authorization and initiation of ACH payments. Included was a reduction to the barriers when using the ACH Network by providing clarity and increasing consistency pertaining to certain ACH authorization processes and by reducing some of the administrative burdens related to ACH authorizations. What does all this mean will be covered in this 90-minute webinar, explaining how this new Rule applies.

Recording Available

 

Bookkeeping, Accounting and Write Up Services: SSARS

webinar-speaker   Christy Foister

webinar-time   60 Min

Product Id: 705128

This webinar will refresh your understanding of bookkeeping engagements as well as guidance on withdrawing from an engagement, documentation required, fraud considerations, and internal control. It is important to have control processes for bookkeeping engagements just as we do for attest functions.

Recording Available

* Per Attendee $249

 

Advanced Risk Analysis Techniques

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 702722

Corporations are facing more risks in the expanded environment of business. This webinar will provide auditors and audit management with advanced approaches to risk management and internal risk assessment at a corporate level.

Recording Available

 

 

 

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