
Beneficial Ownership Requirements for a Legal Entity
Doug Keipper
60 Min
Product Id: 706905
This webinar will review the CDD Rule and the new requirements issued by FINCEN, along with sharing information and procedures for the beneficial ownership rule.

Critical Anti-Fraud Audits under Procurement and Accounts Payable
Marna Steuart
60 Min
Product Id: 703533
This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.

Report Writing for Auditing Professionals
Phil Vassallo
90 Min
Product Id: 703814
Skilled auditors require a method that aligns what they experienced during the reviewing process with what they compose during the writing process. This report writing workshop will provide foundation resources that participants can continually turn to during intense, complex audit engagements.

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs
Doug Keipper
60 Min
Product Id: 703110
This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.

Writing High-Impact Executive Summaries
Phil Vassallo
90 Min
Product Id: 704127
This training program will help attendees approach the writing situation with a clear and useful strategy. It will include strategies to fuse the purpose of the summary with the issues that matter to your audience. Attendees will also learn to sort ideas to clarify key points and craft paragraphs that reinforce the intent of the executive summary.

Monitoring High Risk Transactions
Doug Keipper
60 Min
Product Id: 703001
This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.

The Role of Blockchain Technology in Modern Accounting
Stanley Epstein
90 Min
Product Id: 706904
This course provides the opportunity to gain a deep understanding of the fundamental principles behind blockchain technology and its practical applications in the accounting profession. Also Participants will gain insights into the benefits, challenges, and potential risks associated with blockchain technology, and develop skills to evaluate its impact on the future of the accountancy profession.

Writing an Effective SAR Narrative
Doug Keipper
60 Min
Product Id: 702993
This BSA compliance training on Suspicious Activity Reporting (SAR) will provide details on how to prepare a SAR (Suspicious Activity Reporting) narrative that meets examiner scrutiny and provides necessary detail for law enforcement.

Business Writing for Financial Professionals
Phil Vassallo
90 Min
Product Id: 703262
This training on business writing will provide attendees tools and tips for effectively writing financial documents for diverse audiences. Learn best practices for getting an immediate response to any written document.

Stop Payments vs Unauthorized Entries – Compliance with the Nacha Operating Rules
Donna K Olheiser
90 Min
Product Id: 704319
This training program will help find answers to many struggles with Stop Payments and Unauthorized Entries. These are still the number one issues in the exception processing of ACH transactions on a daily basis. This 90-minute session will definitely help clear things up on processing unauthorized, authorization revoked and stop payments!

Faster Payments in Today's World – Details on the Different Types
Donna K Olheiser
60 Min
Product Id: 706871
There are so many ways to send money – FASTER! Payments such as, Same Day ACH (SDA), Real Time Payments (RTP), Push-to-Debit, Wire Transfers, and the pending arrival of FedNow. This 60-minute session will identify the different types and help you recognize the benefits and draw-backs of each one and the basics of how they work (with some examples).

Planning and Implementing an Ethics & Compliance Risk Assessment Program
Stanley Epstein
90 Min
Product Id: 706773
An ethics and compliance risk assessment is the foundation of an effective ethics and compliance risk management program. This detailed course provides a 12-stage framework that will help you complete your own ethics and compliance risk assessment. The 12 stages are divided into two components, the Planning Phase and the Implementation Phase. With a completed ethics and compliance risk assessment and armed with your findings and action plan, you will be equipped to develop and implement an effective ethics and compliance risk management program.

NEW Nacha Rule – Third-Party Sender (TPS) Roles and Responsibilities
Donna K Olheiser
90 Min
Product Id: 706803
This session will help the attendee to identify a Third-Party Sender (TPS) and a “nested” TPS. In addition, we will cover the details needed in the agreements between all parties and what parties based on their role. Discussion on the registration requirement for both the TPS and the nested TPS and what that means to the ODFI.

Introduction to Enterprise Risk Management
Dev Strischek
60 Min
Product Id: 706866
This course covers the basic concepts of Enterprise Risk Management and key elements that finance executives and personnel need to be aware of when implementing ERM across their organizations.

Operational Risk Management Principles
Stanley Epstein
90 Min
Product Id: 706024
This webinar provides participants with practical guidance in implementing an effective operational risk management system. It will also bring you up to speed on current best practice in the field of managing operational risk in financial institutions. Not only will we examine the details of each of these principles, as well as taking an all-inclusive look and what needs to happen to implement them; we will complete our journey by examining the principles under the harsh light of an actual Case Study in the banking industry.

Credit Risk Management: Principles and Practices, Tools and Techniques
Dev Strischek
120 Min
Product Id: 706863
This course provides guidance in how to implement and maintain the desired level of credit risk management with practical tools and techniques. Both the market and the regulatory agencies expect credit risk management to reflect the bank’s credit culture, so the class also offers direction on how to identify the organization’s credit culture and to reposition it to support the desired credit risk culture and management.

W-2 and W-4 Update and Best Practices
Miles Hutchinson
90 Min
Product Id: 704333
This webinar will prepare your staff for this filing year, improve your employee reporting set-up and maintenance practices, and reduce your risk of complaints from the IRS. Learn the latest updates on Form W-4 and Form W-2 wage and withholding reporting.

1099 & W-9 Update - Complying with IRS Information Reporting Guidelines
Miles Hutchinson
90 Min
Product Id: 703220
For years the IRS has struggled with the independent contractor and tax collection. In assessing opportunities to close the tax gap (taxes due but not reported or paid), one of the greatest opportunities comes from expanding the information reporting on taxpayers by payors – the 1099. This time-consuming reporting obligation can be streamlined in a number of ways. Join us to learn more…

Unauthorized Transactions – Reg E vs Nacha Operating Rules
Donna K Olheiser
90 Min
Product Id: 706856
Unauthorized transactions come in many different forms, when returning using Reg E or the Nacha Operating Rules can be confusing. Discussion will include what, why and when while processing unauthorized returns. The trainer will define the limits of liability and who is liable for what amount while providing some real-life scenarios. Details on the error resolution process with Reg E for consumer notification to the financial institution, research time involved, and the timing of providing provisional credit; included will be guidelines on the “what if” there is no error, and providing notice to consumer, and any overdraft protection relating to that provisional credit being reversed. Included will be outlining the ACH return process, when using the ACH network is appropriate, and paperwork/forms needed. Recent Rules changes affecting Nacha compliance when sending unauthorized ACH Returns using Return Reason Codes R10 vs. R11 is included.

Risk Compliance Matrix for Internal Audit and SOX Operations - Active and Engaged Risk Management Activities
Marna Steuart
75 Min
Product Id: 704809
21st century business organizations require active and engaged risk management activities. Today's risk and compliance process is rather complex and dynamic, therefore it requires governance, risk and compliance professionals to possess certain skills in order to effectively complete their duties and responsibilities. The days of using staid audit programs are over. This training program will engage participants in evaluating each business process using a risk-based approach and in preparing risk and compliance documentation for each engagement.