ComplianceOnline

Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

AML Training on Red Flags

AML Training on Red Flags

  • Speaker: Justin Muscolino
  • Product ID: 706589
  • Duration:
When it comes to AML, there are a lot of different components. For staff it's really important to not only know how the rules impact their role, but understanding the different types of red flags. In this webinar, we will discuss the background of AML and also the types of red flags you may encounter during your day to day roles. You will learn how to identify and handle money laundering.
Personal and Business Tax Returns Analysis - 1040 Federal Tax Returns, K-1 Forms and Tax Code Updates
22
/ Feb
Monday-2021

Personal and Business Tax Returns Analysis - 1040 Federal Tax Returns, K-1 Forms and Tax Code Updates

  • Speaker: David L Osburn
  • Product ID: 705011
  • Duration: 90 Min
This personal and business tax returns analysis training program will focus on key areas such as 1040 federal tax returns, K-1 forms, and tax code updates and how they affect bank’s clients. It will also discuss the structure of a C corporation, S corporation, and Partnership (including LLC) tax return.
* Per Attendee
$199
The Suspicious Activity Process: How to Identify, Monitor, and Report Suspicious Activity, to include How to Write a Good Suspicious Activity Report
22
/ Feb
Monday-2021

The Suspicious Activity Process: How to Identify, Monitor, and Report Suspicious Activity, to include How to Write a Good Suspicious Activity Report

  • Speaker: Thomas Nollner
  • Product ID: 706041
  • Duration: 60 Min
This webinar will help participants grow their career by providing them with information, skills, and knowledge related to the suspicious activity process, it will help participants become aware of problems and issues related to identifying, monitoring, and reporting suspicious activity, and it will help the participants understand the effects a poor or weak suspicious activity program can have on an institution. By obtaining and utilizing these skills, participants will become a valuable member of their organization and help their organization remain compliant with suspicious activity laws, regulations, and guidelines.
Travel and Expense Policy Development and Automation
24
/ Feb
Wednesday-2021

Travel and Expense Policy Development and Automation

  • Speaker: Brian G Rosenberg
  • Product ID: 704880
  • Duration: 60 Min
In this webinar training, you will learn how to create, maintain, and enforce a T&E policy for your organization. The Instructors will discuss the key components and best practices for policies.
* Per Attendee
$179
How to Understand and Analyze Financial Statements for Non-Financial Professionals
25
/ Feb
Thursday-2021

How to Understand and Analyze Financial Statements for Non-Financial Professionals

  • Speaker: Joe Weil
  • Product ID: 704958
  • Duration: 90 Min
This webinar will be an informative session for all financial and non-financial professionals to understand the financial statements like balance sheet, income statement, cash flow and more. Participants will learn how to analyze and interpret these statements to assess the profitability, liquidity, efficiency and leverage of their company.
* Per Attendee
$199
KYC/CDD Issues/Know Your Customer/Customer Due Diligence Issues
8
/ Mar
Monday-2021

KYC/CDD Issues/Know Your Customer/Customer Due Diligence Issues

  • Speaker: Thomas Nollner
  • Product ID: 706637
  • Duration: 60 Min
This webinar will discuss the background of the KYC/CDD process as explained in the Federal Financial Institutions Examination Council’s BSA/AML Examination Manual. You will be exposed to the information you need to gather, how the information is used during the AML process, and how the regulators will examine your institution to ensure you comply with all of the legal requirements related to KYC/CDD.
* Per Attendee
$179
ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations
10
/ Mar
Wednesday-2021

ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations

  • Speaker: Donna K Olheiser
  • Product ID: 704540
  • Duration: 90 Min
This 90-minute session will discuss details about how processing federal government payments differ from the NACHA Operating Rules. You will learn what the green book is and how this valuable on-line tool will help you with processing DNE’s and government reclamations. Commercial reclamations differ from federal government reclamations; the speaker will cover the difference between the two.
* Per Attendee
$199
Digital Payments 2021 - The future of Payments
11
/ Mar
Thursday-2021

Digital Payments 2021 - The future of Payments

  • Speaker: Stanley Epstein
  • Product ID: 704753
  • Duration: 120 Min
This webinar examines the current state of the payments industry - from the complexity of the current payments landscape, the growing range of bank and non-bank participants, the ever-increasing range of payments methods, interfaces and systems, open banking, regulation and the future payments scene. We also look at how the COVID-19 pandemic has and will continue to affect payments.
* Per Attendee
$229
Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly
17
/ Mar
Wednesday-2021

Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

  • Speaker: David L Osburn
  • Product ID: 704967
  • Duration: 90 Min
This training program will provide financial professionals guidance on key ratio analysis. It will also detail a five-step analysis plan to calculate the key ratios covering liquidity, activity, leverage, operating performance, and cash flow analysis.
* Per Attendee
$199
Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs
18
/ Mar
Thursday-2021

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

  • Speaker: Doug Keipper
  • Product ID: 703110
  • Duration: 60 Min
This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.
* Per Attendee
$199
AML/BSA Overview, Compliance, and Current Issues, including new CDD Requirements
19
/ Mar
Friday-2021

AML/BSA Overview, Compliance, and Current Issues, including new CDD Requirements

  • Speaker: Jim George
  • Product ID: 705827
  • Duration: 60 Min
This BSA/AML webinar will discuss various compliance requirements for AML - KYC, CTRs, SARs, new customer due-diligence process and various strategies which money launderers are using now and how to detect and thwart it.
* Per Attendee
$199
Building a World Class Accounts Payable Operation: P2P, AP
24
/ Mar
Wednesday-2021

Building a World Class Accounts Payable Operation: P2P, AP

  • Speaker: Brian G Rosenberg
  • Product ID: 703979
  • Duration: 60 Min
This training program will help attendees examine if their AP department matches world-class standards. Attendees will learn key success factors to an optimal accounts payable operation. They will also gain in depth knowledge on the must-have technologies for any AP operation and learn how to design processes to fully leverage those capabilities. The webinar will also discuss balancing controls with efficiency and how to create a fraud-proof department. Attendees will learn about the most important metrics for any AP department and how to develop strategies to improve those metrics.
* Per Attendee
$179
Accounts Payable Fraud - Detecting and Preventing AP Fraud
30
/ Mar
Tuesday-2021

Accounts Payable Fraud - Detecting and Preventing AP Fraud

  • Speaker: Peter Goldmann
  • Product ID: 702441
  • Duration: 90 Min
This webinar will guide you through the critical steps in ensuring strong controls for the accounts payable (AP) function and provide practical 'how to' guidance for minimizing your organization’s exposure to AP fraudsters.
* Per Attendee
$199
Critical Anti-Fraud Audits under Procurement and Accounts Payable
31
/ Mar
Wednesday-2021

Critical Anti-Fraud Audits under Procurement and Accounts Payable

  • Speaker: Marna Steuart
  • Product ID: 703533
  • Duration: 75 Min
This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.
* Per Attendee
$199
Red Flags of Money Laundering
1
/ Apr
Thursday-2021

Red Flags of Money Laundering

  • Speaker: Doug Keipper
  • Product ID: 703417
  • Duration: 60 Min
This webinar will explain what money laundering is, various types of money laundering including structuring, micro-structuring and cuckoo smurfing. Attendees will learn how to identify the red flags of money laundering in an account within your institution.
* Per Attendee
$199
Recorded/CD
Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence

Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence

  • Speaker: Peter Goldmann
  • Product ID: 702455
  • Duration: 90 Min
This 90-minute webinar will summarize the main types of reimbursement fraud to be alert to, and include an analysis of several “real life” case studies. It will explain how to identify the red flags of possible reimbursement fraud, offer specific fraud-audit techniques and test for these crimes and conclude with a rundown of proven anti-fraud controls.
CD/Recorded
$249
Recorded/CD
The Essentials of Managing Operational Risk

The Essentials of Managing Operational Risk

  • Speaker: Stanley Epstein
  • Product ID: 702359
  • Duration: 90 Min
This webinar provides a systematic approach covering the fundamental steps needed to manage operational risks in banks and financial institutions. Based on the three-core approach to operational risk management, it expands into critical issues such as risk analysis, risk appetite, probability, impact, and risk mitigation processes.
CD/Recorded
$249
Recorded/CD
Identity issues in Banking  - 26 Red Flags and More

Identity issues in Banking - 26 Red Flags and More

  • Speaker: Jim George
  • Product ID: 704664
  • Duration: 60 Min
This webinar training helps attendees to understand the problems with 26 Red flags released by federal regulators in regards to identity fraud. The instructor will discuss how to create and implement the fraud control program and Identity solutions to combat ID theft and reduce future losses.
CD/Recorded
$249
Recorded/CD
Navigating the Competing Sanctions Regimes

Navigating the Competing Sanctions Regimes

  • Speaker: Kenneth Barden
  • Product ID: 706612
  • Duration: 60 Min
With BREXIT, the world now has at least three major authorities issuing sanctions and restrictive measures across the global financial system. In addition to OFAC sanctions issued by the US, and restrictive measures of the EU, the UK has its own regime that can impact international trade and financial flows. These are in addition to any sanctions that may be imposed by the United Nations and other national bodies. As the proliferation of these sanctions regimes continue, risks arise that entities conducting international transactions may run afoul of some of the restrictions, due to conflicting and sometimes opposing restrictions.
Recorded/CD
Excel: Power Pivot - Taking Pivot Tables to the Next Level

Excel: Power Pivot - Taking Pivot Tables to the Next Level

  • Speaker: Mike Thomas
  • Product ID: 705025
  • Duration: 60 Min

In this training attendees will learn how Power Pivot provides business Intelligence functionality and reporting within the familiar environment of Excel with practical examples. This webinar will discuss best practices for importing data into Excel from external sources, creating relationships in Power Pivot, Power Query data sources, and more.

CD/Recorded
$249
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