Banking Webinar Package

  • Duration: 7.5 hrs
This banking webinar package covers current critical GRC topics in the banking sector, allowing participants to touch important areas in Governance, Risk and Compliance.

recorded version

$1,700.00 (30%)
Save $521.00
1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section

Training CD / USB Drive

$2,600.00 (30%)
Save $801.00
One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-362-2367


Read Frequently Asked Questions

How It Works:

Each webinar CD has a series of modules. Our speakers have delivered the modules using PowerPoint slides.

This training is convenient to attend individually or in groups. You don't have to travel from your office. This means you can afford to have your whole team attend. As the webinar recording CDs are licensed to be used multiple times in a location, you can schedule the training as many times for as many groups/batches as you wish. Your team members will learn the material together; everybody will get the same information.

Webinar Topics:

Who will Benefit?

These webinar recording CDs will be beneficial to the following:

  • Payroll Managers
  • Payroll Clerks
  • Information Reporting Officers
  • Tax Managers
  • Compliance Officers
  • Compliance and ethics managers
  • CFOs
  • Controllers
  • Accounting Managers
  • Internal and External Auditors
  • CPA
  • Tax Auditors
  • Finance
  • Banking
  • Report Supervisors
  • Risk managers
  • BSA / AML Officers
  • Internal Auditors
  • HR Professionals
  • Fraud examiners
  • Internal and external audit professionals
  • Senior audit and accounting managers
  • Compliance and ethics managers
  • CFOs/senior financial managers

Webinars included in the Package

Payroll Update Multi-State Taxation and Reporting (Duration: 100 minutes)

This training program will offer a quick introduction of multi-state taxation and reporting and help ensure your company pays employees fairly and handles tax and other withholdings properly. If you are concerned about your company’s ability to comply with U.S. labor and payroll laws, this program will answer many questions on the subject.

Areas Covered in the Webinar:

  • Who must be treated as an employee vs. who may be treated as an independent contractor
  • Worker classifications under the Fair Labor Standards Act
  • Other IRS worker classifications
  • What constitutes compensable travel time under the Portal Act
  • Who is entitled to overtime pay – including an update on federal actions to change the rules
  • What qualifies as hours of work
  • Call back and show-up pay
  • Form W-4 exemption allowance issues
  • How to use Form SS-8 and what to never do with this form
  • Form 941 quarterly employee earnings and tax withholding report

About the Instructor:

Miles Hutchinson is a CGMA and experienced businessman with over 35 years in the field. He has been an auditor with PriceWaterhouseCoopers and the chief financial officer of a one billion dollar real estate development company. Mr. Hutchinson is a professional speaker and consultant who has presented over 2,000 seminars and training sessions on myriad business and financial topics, like financial analysis and modeling, accounting, strategic planning, and compliance with the Sarbanes-Oxley Act. He is recognized as an expert in payroll and sales and use tax as well as financial modeling and analysis, business strategy and communications. He is the author of several useful accounting and tax tools. His clients include, Abbott Labs, Bank of America, Boston Scientific, Citicorp, Corning, the FBI, the FDA, the Federal Reserve, GE, Pfizer, Siemens, the US Marine Corps, and the US Army.

Marketing and Advertising Compliance - The First UDAAP Hotspot (90 Minutes)

This webinar will explain Unfair, Deceptive, and Abusive Act or Practices (UDAAP), including different standards for advertising over the internet and social media. It will also provide practical solutions for avoiding the pitfalls and still create meaningful advertisements.

Areas Covered in the Webinar:

  • Defining the terms of unfair, deceptive, and abusive marketing
  • Examples of those in print marketing, email marketing and social media
  • How to avoid UDAAP in advertising
  • Common mistakes
  • Practical solutions for avoiding the pitfalls
  • Role of monitoring for social media
  • New Regulatory Focus: Increased attention to UDAAP
  • Consumer deposit products in Truth in Savings
  • Fair lending when marketing lending products
  • Advertising over the internet and social media - different standards
  • Privacy implications - sharing information under privacy regulations and FCRA
  • Tax implications, and what not to say when talking about tax breaks
  • Case studies

About the Instructor:

Kara Lamphere is a financial services professional with over 17 years of banking experience including more than 13 years of compliance and auditing experience. She is highly skilled in compliance, quality control and audit management with extensive experience in team building, training and employee development. Ms. Lamphere has a Bachelor’s Degree in Accounting and holds a Certified Internal Auditor license. Her experience has been predominately in financial services with a short stint in public accounting. She began her career as a teller and new accounts representative in college. Internal Audit and Compliance have been the focus of her career by serving as Chief Compliance Officer of a bank, Chief Compliance Officer of a mortgage lender, and Vice-President (compliance) for a mortgage subsidiary which generated $1 billion monthly in mortgage loans. She has also served as a consultant and auditor for banks ranging from $100MM in assets to over $1B in assets. Currently, she holds the position of a Senior Vice-President (compliance) for a mortgage lender generating $950MM on average in loans per month through retail, wholesale and correspondent lending channels

Detecting and Preventing Embezzlement in Your Organization(90 minutes)

While there are innumerable ways to detect, prevent and investigate embezzlement, it is not always easy to organize a consistently effective anti-embezzlement strategy. This webinar will guide you through the common and not-so-common forms of embezzlement—with uniquely instructional case studies. It will emphasize the red flags of each and go on to highlight best practices in embezzlement risk mitigation.

Areas Covered in the Webinar:

  • Understand the common and less-common types of embezzlement—at both the employee and management levels
  • Identify specific embezzlement scenarios and schemes threatening the organization
  • Identify and audit for the red flags of the main types of embezzlement
  • Pinpoint specific control deficiencies and eliminate them
  • Recommend better anti-embezzlement management structure (board of directors/executive management, line management, compliance, general counsel, etc.)
  • How to prevent embezzlement and implement strong internal controls
  • Investigate transactions to indicate fraud or opportunities for fraud to be perpetrated
  • Recent examples of embezzlement

About the Instructor:

Peter Goldmann has 25 years of experience as a business journalist and trainer, having launched, edited and published numerous business trade periodicals covering small business, international trade, management strategy, banking and personal finance. He is a certified fraud examiner (CFE) and a member of the Editorial Advisory Committee of the Association of Certified Fraud Examiners (ACFE) as well as an active member of the Institute of Internal Auditors, the High-Tech Crime Investigation Association, and the IOFM Controller Certification Advisory Board. He is a regular columnist for the ACFE’s newsletter and The Fraud Examiner, and is a frequent contributor to other leading industry publications on anti-fraud topics. He has appeared on Fox Business News and The Wall Street Journal This Morning, and has contributed to the The New York Times and Internal Auditor magazine.

The Workers' Compensation Experience Mod - Many Are Wrong, Most are Mismanaged (60 Minutes)

The experience mod is the single most important factor when determining workers’ compensation premium. This training program will help employers understand how the experience mod works and how to utilize that knowledge to control your workers’ compensation costs.

Areas Covered in the Webinar:

  • The opportunities for employers when they understand their experience mod
  • The critical importance of the valuation date
  • Understand how to discover how much excess capital you have locked up in your experience modification
  • How to calculate the minimum mod and a plan to get there
  • The importance of keeping claims medical only
  • How to find errors on the experience mod worksheet

About the Instructor:

A licensed P&C agent, Kevin Ring has an affinity for making the technical simple, be it insurance or computers. He is especially adept at unraveling ex-mods and audits and classification clarifications.

His plain speak approach is the key whether he is presenting at a Certified WorkComp Advisor Institute, giving workshops for employers, or presenting teleclasses for insurance agents. His technical workers’ comp skills have helped Certified WorkComp Advisors through sticky situations (including analyzing a 68 page mod sheet) and he’s constantly working with advisors to deepen their knowledge of the Institute process.

Mr. Ring has analyzed more than 500 experience mod worksheets, finding and fixing errors for CWCAs and their clients. Because of his experience working with advisors and analyzing mods, he designed and directed the development of ModIMPACT, IWCP’s mod analysis tool which helps you better understand the mod, how it impacts premium costs and how to keep it under control. It is a quick, simple and powerful way to analyze a mod and communicate the results.

BSA/AML/OFAC Risk Assessments - Are you doing them correctly? (60 minutes)

This Bank Secrecy Act risk Assessment training will highlight BSA best practices that are being acknowledged and recognized by regulators and examiners and will discuss each risk assessment area.

Areas Covered in the Webinar:

  • Implementing BSA risk assessment
  • Assessing policies and procedures for risk assessments
  • Comprehensive Risk Assessment review for BSA / AML / OFAC
  • Review of risk assessment matrixes
  • Determining effectiveness and thoroughness of risk assessments
  • Performing risk assessments

About the Instructor:

Dr Gina J. Lowdermilk, PhD (ABD), CAMS, CRMS is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.

Managing E-SIGN, E-Statements & E-Disclosures: Minimizing E-Banking Risks and Maximizing E-SIGN Compliance(60 minutes)

Are you confident that your financial institution’s e-statement program is compliant with legal and regulatory guidelines? Financial institutions engaged in electronic banking are legally obligated to adhere to the Electronic Signatures in Global and National Commerce (E-SIGN) Act. Your financial institution is obligated (for legal and business reasons) to manage e-statements, e-disclosures, and other e-records effectively and compliantly. This webinar with Nancy Flynn, an internationally acclaimed electronic policy and compliance management expert, will provide a review of E-SIGN, e-statement, and e-disclosure compliance risks and rules, policies and best practices for financial institutions.

Areas Covered in the Webinar:

  • What is E-SIGN, and what does it require of your financial institution?
  • Why and how financial institutions typically mismanage E-SIGN compliance.
  • E-SIGN e-disclosure requirements: What are you required to tell consumers? What constitutes lawful, well-written e-disclosures?
  • Understanding and complying with E-SIGN consumer consent provisions and processes.
  • Why and how consumers must prove technological competence to receive e-statements.
  • Potentially costly consequences of non-compliance with E-SIGN.
  • What to do if your financial institution is violating E-SIGN.
  • Growing your financial institution’s e-statement program – compliantly and successfully.
  • Timely information, expert advice, best practices, and compliance tips to implement immediately.

About the Instructor:

An internationally recognized expert on workplace email, social media, mobile device, and internet policy, compliance, and communication, Nancy Flynn is founder and executive director of The ePolicy Institute™. Around 10,000 worldwide members of The ePolicy Institute turn to Ms. Flynn for help implementing strategic, best practices-based electronic policies and training programs.

Ms. Flynn is the author of 13 books including The Social Media Handbook; The ePolicy Toolkit; The e-Policy Handbook, 2nd Ed; Writing Effective Email,3rd Ed; E-Mail Rules; Blog Rules; Instant Messaging Rules; and E-Mail Management. Her books are published in six languages: English, German, Spanish, Russian, Vietnamese, and Chinese.

An in-demand speaker, trainer, and corporate coach, her clients include The World Bank, Universal Studios, OhioHealth, Microsoft, Symantec, Cintas, Yahoo! Canada, KPMG, Nationwide Insurance, World Airlines Customer Relations Association, American Bar Association, Federal Bar Association, Ohio Supreme Court, Federal Trade Commission, State of New Mexico, International Association Administrative Professionals, and other corporations and government entities worldwide.

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email call +1-888-717-2436 (Toll Free).

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