BSA Training - Tips & Tools
Instructor:
Doug Keipper
Product ID: 702832
- Duration: 60 Min
Why Should You Attend :
Most BSA (Bank Secrecy Act) officers don’t have the resources to create their own program. Attending this course will give them the tools and tips to present the material and to become the subject matter expert in their financial institution. Presenting BSA for the new employees, front line staff, lending department and board of directors will assist you in becoming the “go to person” for BSA.
Knowing the “Why” of their motivation helps bank and credit union personnel understand and remember the “how” in their methods.
This course was developed from conversations with FBI, Department of Homeland Security, Banking Regulators and the Financial Task Force of the DEA.
Areas Covered in the Webinar:
This training on BSA compliance program will cover the following topics:
- Resources available for further study
- Board of Directors Training
- Loan Officers Training
- Front Line Staff Training
- How to incorporate BSA training into your financial institution
Frequently Asked Questions:
- Can you provide guidance on how money services business should conduct independent reviews of their anti-money laundering programs?
- Is a depository institution required to file a designation of exempt person form in order to exempt transactions with a federal reserve Bank?
- Are there any exceptions from the (Suspicious Activity Reporting) SAR reporting requirement?
Who Will Benefit :
- Financial Officers
- Bank Secrecy Act Officers
- Front Line Staff
- Risk Officers
- Operational Managers
Doug Keipper
Certified Anti-Money Laundering Specialist, Leading Bank
Doug Keipper, is a Certified Anti-Money Laundering Specialist (CAMS) since 2005 and a former Bank Secrecy Act officer and compliance officer for an $800 Million commercial bank in Atlanta before it sold twice in one year. Doug sold BSA software for eight years and has taught anti-money laundering classes since 2008 throughout the southeast and online. He has talked with over 500 BSA officers throughout the USA and Caribbean. He has spent over 20 years in retail banking, wholesale mortgages and financial services
Topic Background:
Two of the greatest fears known to man: the fear of dying and public speaking. Jerry Seinfeld said that most people would rather be in the coffin than giving the eulogy. However, a sound BSA program requires annual updates: board appointed BSA officer, a BSA policy, face to face training, and a system of internal controls (checklists) to monitor for suspicious activity.
A BSA officer is responsible for designing, developing and implementing all aspects of an effective BSA compliance program and has to ensure Bank’s compliance programs are up to date.
Refund Policy
Our refund policy is governed by individual products and services refund policy mentioned against each of offerings. However in absence of specific refund policy of an offering below refund policy will be effective.
Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time. On-Demand Recording purchases will not be refunded as it is available for immediate streaming. However if you are not able to view the webinar or you have any concern about the content of the webinar please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).
