Building a Comprehensive Fraud Investigative Report

Speaker

Instructor: H. David Kotz
Product ID: 704035
Training Level: Intermediate

Location
  • Duration: 75 Min
This training program will discuss how to ensure the credibility of a fraud investigative report. It will train attendees on conducting effective witness interviews, discuss fraud investigative techniques utilized in different situations, and offer tips to locate relevant documents in a fraud investigation.
RECORDED TRAINING
Last Recorded Date: May-2016

 

$149.00
1 Person Unlimited viewing for 6 month info Recorded Link and Ref. material will be available in My CO Section
(For multiple locations contact Customer Care)

$299.00
Downloadable file is for usage in one location only. info Downloadable link along with the materials will be emailed within 2 business days
(For multiple locations contact Customer Care)

 

 

Customer Care

Fax: +1-650-362-2367

Email: [email protected]

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Why Should You Attend:

This webinar will highlight how to build a comprehensive fraud investigation report. It will be presented by the former Inspector General of the SEC, who has conducted several high profile fraud investigations in history, including investigations into Bernie Madoff’s $50 billion Ponzi scheme and the collapse of Bear Stearns.

The webinar will provide valuable lessons learned from these investigations on how to plan fraud investigations, gather evidence and draft the investigative report. Concrete tips will be provided with respect to each aspect of corporate fraud investigations.

Learning Objectives:

  • Learn how to ensure the credibility of a fraud investigative report.
  • Learn how to approach and establish an investigative plan for a fraud investigative report.
  • Learn how to conduct effective witness interviews of witnesses as well as the target of the fraud investigation.
  • Learn how to deal with witnesses who lie or fail to be forthcoming in a fraud investigation.
  • Learn how to locate and gather documents (including electronic ones) related to the fraud investigation.
  • Learn how to build a comprehensive investigative report of fraud, including how to deal with exculpatory evidence.
  • Learn how to present the results of corporate fraud investigation.

Areas Covered in the Webinar:

  • Description of and anecdotes from several high-profile fraud investigations, including the investigation of how the SEC failed to uncover Bernie Madoff’s $50 billion Ponzi scheme.
  • How to locate relevant (hard copy and electronic) documents in a fraud investigation
  • A discussion of fraud investigative techniques utilized in different situations
  • How to ensure the credibility of a fraud investigation
  • How to conduct effective witness interview
  • How to build comprehensive fraud investigative reports, including how to deal with exculpatory evidence

Who Will Benefit:

  • Compliance Officers
  • Risk Assessment Professionals
  • Internal Investigators and Auditors
  • Operational Managers
  • CEOs and Senior Management Officials in Small to Mid-Size Firms
  • Human Resource Professionals
  • Employment Managers
  • Public Agency Managers
  • Finance and Accounting Management
  • Security Professionals
  • Fraud Examiners
  • Forensic and Management Accountants, Accounts Payable and Financial Analysts
  • Controllers
  • Accounting Managers
  • Investors, Brokers, Money Managers, etc.
  • Lending Officers
  • Credit and Collection Department Personnel
  • Payroll

Instructor Profile:

H. David Kotz presently serves as a managing director at Berkeley Research Group (BRG), a leading global expert services and consulting firm. He is a member of BRG’s Capital Markets Practice, where he specializes in the regulation of and securities trading by broker-dealers, investment advisers, hedge funds, insurance companies and banks. He consults with and provides expert testimony on behalf of clients in a wide variety of areas relating to securities fraud, Ponzi schemes, securities market regulation, internal control risk policies, regulations of Futures Commission Merchants and commodities trading regulation. Mr. Kotz also focuses on internal investigations and matters relating to Foreign Corrupt Practices Act (FCPA) and Anti-Money Laundering regulations. He also serves as a compliance monitor for firms that have entered into deferred prosecution agreements and similar arrangements with government agencies.

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Refund Policy

Our refund policy is governed by individual products and services refund policy mentioned against each of offerings. However in absence of specific refund policy of an offering below refund policy will be effective.
Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time. On-Demand Recording purchases will not be refunded as it is available for immediate streaming. However if you are not able to view the webinar or you have any concern about the content of the webinar please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).

 

 

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