Conducting Your "NEW 2019” Annual ACH Rules Compliance Audit - a Step-by-Step Guide

Instructor: Donna K Olheiser
Product ID: 705082
  • 4
  • December 2019
    Wednesday
  • 10:30 AM PST | 01:30 PM EST
    Duration: 90 Min
This training program will outline the recent changes to the process of the annual ACH Rules Compliance Audit and the removal of Appendix 8 from the Rules Book. It will outline what this Rules change means to your process when conducting your ACH Audit and offer tips and guidance for creating your own personalized ACH Audit. It will also help attendees to identify the details of the ACH audit for each participant, the ODFI, RDFI, TPSP and TPS with NACHA’s Operating Guidelines.

Live Online Training
December 04, Wednesday 10:30 AM PST | 01:30 PM EST | Duration: 90 Min

$249.00
One Dial-in One Attendee
$549.00
Group-Max. 10 Attendees/Location
(For Multiple Locations Contact Customer Care)
Super Deal - Get CD/USB Drive Free!

recorded version

$299.00
1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section 48 hrs after completion of Live training

Training CD / USB Drive

$399.00
One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days after completion of Live training

Combo Offers

Live + Recorded Version

$399.00

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$499.00

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Read Frequently Asked Questions

Why Should You Attend:

The NACHA Operating Rules and Guidelines require that all participating depository financial institutions, third-party senders and third-party service providers that provide ACH services to the RDFI or ODFI conduct an annual ACH audit to be performed by December 31 of each year (ACH Rules, Article 1).

Due to a recent NACHA Rules amendment, the process you currently use to do your Audit is changing, are you aware of how your ACH Annual Rules Compliance Audit will be affected?
With the requirement that each participant conducts an annual ACH audit, this session will cover all the details and changes to the ACH Audit that will help ensure compliance with the NACHA Operating Rules.

Learning Objectives:

  • Define general audit requirements
  • Identify the details of the ACH audit for the ODFI (and how this pertains to their originators)
  • Outline the audit requirements for the third-party sender – including the new requirement for registration with NACHA
  • List what the third-party service provider is responsible for in regard to the annual ACH audit
  • Provide tips to help the auditor performing the annual ACH audit – to ensure compliance with the NACHA Operating Rules
  • Review best practices and requirements for additional audit requirements (as defined by NACHA)
  • Overview of questions to ask while performing the annual ACH rules compliance audit

Areas Covered in the Webinar:

  • Outline the changes to the process of the annual ACH Rules Compliance Audit and the removal of Appendix 8 from the Rules Book
  • Define what the General Audit Requirements are (now in Article 1)
  • Discussion on the NACHA Operating Guidelines where the new “guidance” is located for conducting the annual ACH Rules Compliance Audit.
  • Discussion on flexibility when conducting the Audit for each participant, the ODFI, RDFI, TPSP and TPS with NACHA’s Operating Guidelines
  • Describe “how-to” ensure Rules Compliance after determination of what ACH activities are being audited
  • Recommended areas to check (audit) in addition during the ACH Audit

Who Will Benefit:

  • ACH Operations staff
  • Compliance Officers
  • Treasury professionals
  • Third-Party Payment Processors
  • Third-Party Senders
  • ACH Managers
  • Electronic Payments Professionals
  • ACH auditors (internal and external)
Instructor Profile:
Donna K Olheiser

Donna K Olheiser
VP of Education, Dynamic Mastership

Donna K Olheiser has over 24 years of experience in the financial services industry which includes 9 years' experience as the education service director at a Regional Payments Association (RPA), where she managed and facilitated the entire education program for nearly 800 financial institution members. Prior to that, Ms. Olheiser spent 14 years in various departments with the Federal Reserve Bank of Minneapolis and also holds the Accredited ACH Professional (AAP) designation.

Her extensive knowledge, enthusiasm and passion for transferring payment processing knowledge using the adult learning theory is remarkable and has helped many payment professionals perform daily operational tasks including exception processing while remaining compliant with the NACHA Operating Rules. She uses scenarios and examples to bring the learning home, easy to comprehend and apply to life day-to-day ACH processing. Her ability to engage the learner through the entire training event helps the adult learner apply what they've learned during each training session.

Accreditations:

Course "How to Complete Your ACH Audit - The Ins and Outs of ACH Rule Compliance" has been pre-approved by NASBA as eligible for “1.8 CPE” credits and NACHA as eligible for “1.9 APP” credits towards a participant's recertification upon full completion.
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Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

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