How to conduct an effective BSA Audit


Instructor: Justin Muscolino
Product ID: 706979

  • Duration: 60 min
BSA rules and regulations must be followed by financial institutions. Although financial institutions have been managing BSA operations in accordance with regulatory requirements, the shift to BSA audits has become increasingly important. Regulators look to the financial institution for confirmation and proof that BSA operations are being audited properly to ensure that BSA efforts are implemented and managed properly.
Last Recorded Date: Jul-2024


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Audits are an important aspect to be done right since you don’t want an examiner to find out irregularities beforehand. The FFIEC BSA/Anti-Money Laundering (AML) Examination Manual helps financial institutions with the steps to conduct an audit. It also highlights changes and areas where banks should review their internal policies, processes, and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.

To ensure your audits and examinations go well, it’s important that your reporting is done timely and accurately. This presentation highlights BSA audit best practices, a step-by-step approach to an audit and understanding the current environment which can alter your approach.

Why Should You Attend:

During this webinar, Justin will discuss BSA reporting requirements and how to perform an audit effectively. In addition, Justin will discuss the current news that may impact an audit for this year.

Areas Covered in the Webinar:

  • The current BSA/AML environment
  • Understanding and conducting BSA audits
  • How to apply recommended BSA audit procedures

  • What to consider in your BSA audit
  • Takeaways

Who Will Benefit:

  • Anyone in a bank/compliance roll
Instructor Profile:
Justin Muscolino

Justin Muscolino
Head of North America Compliance Training, GRC Solutions Pty Ltd

Justin brings over 20 years of wide-arranging experience in compliance, training and regulations. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual training plan through a thorough training needs analysis. Previously he served as Macquarie Group’s Head of Americas Compliance Training and JPMorgan Chase’s Compliance Training Manager. Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function.

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