Mitigating Strategies for New Product Development Process & Approvals - Policy, Governance and Methodology

Speaker

Instructor: Mario Mosse
Product ID: 705132
Training Level: Intermediate

Location
  • Duration: 90 Min
Many financial scandals and significant operational losses can be traced back to poorly designed or improperly implemented products. Other problems arise from faulty legal and operational processes that lead to improper documentation and other issues. This training program will address risks and corresponding mitigating strategies involved in the new product development process. It will also discuss risk assessment protocol and product monitoring.
RECORDED TRAINING
Last Recorded Date: Jul-2017

 

$249.00
1 Person Unlimited viewing for 6 month info Recorded Link and Ref. material will be available in My CO Section
(For multiple locations contact Customer Care)

$399.00
Downloadable file is for usage in one location only. info Downloadable link along with the materials will be emailed within 2 business days
(For multiple locations contact Customer Care)

 

 

Customer Care

Fax: +1-650-362-2367

Email: [email protected]

Read Frequently Asked Questions

Why Should You Attend:

A rigorous and well-documented process for developing and implementing new products is an essential tool to ascertain that all risks have been properly identified, evaluated and addressed before a product goes to market. This webinar will discuss why the process must include a comprehensive risk assessment and checkpoints to ensure that appropriate stop-or-go decisions are made throughout the product development life cycle.

It will also discuss how risk officers have played a key role in the product development process, ensuring compliance with the overall process, and making sure subject matter experts are involved at the appropriate times and required approvals are obtained at the end of each phase.

Areas Covered in the Webinar:

  • Product Development Life Cycle
  • Policy, Governance and Methodology
  • Product Development Process
  • Risk Assessment Protocol
  • New Product Approval
  • New Product Implementation
  • Post-Implementation Review
  • Product Monitoring

Who Will Benefit:

This webinar will provide valuable information to individuals occupying the following positions in the financial services industry:

  • Asset Managers
  • Broker/Dealers
  • Supervisors
  • Financial Officers
  • Compliance and Risk Officers
  • Internal Auditors
  • Operational Risk Managers
  • Internal and External Auditors
  • Board Members
  • IT Managers
  • General (Legal) Counsel
  • Operational Risk Managers
  • CFOs (Chief Financial Officers)
  • COOs (Chief Operating Officers)
  • CROs (Chief Risk Officers)
  • CIOs (Chief Information Officers)
  • CPAs (Certified Public Accountants)
  • CBAs (Chartered Bank Auditors)
  • CIAs (Certified Internal Auditors)
  • CFEs (Certified Fraud Examiners)
  • Regulators who supervise or examine banks or financial institutions
Instructor Profile:
Mario Mosse

Mario Mosse
President, MMosse Consulting LLC

Mario Mosse has over 40 years of experience in enterprise risk management, internal audit and regulatory compliance at financial services companies. He is the president of MMosse Consulting, LLC, where he provides risk management advice and training to the financial services industry. Previously, he was the head of Operational Risk Management at Prudential Financial, Inc. and with The Chase Manhattan Bank, where he held several senior positions in risk management and internal audit.

Topic Background:

Many financial scandals and significant operational losses can be traced back to poorly designed or improperly implemented products. The 2007/2008 financial crisis highlighted the wide-spread damages caused by products that did not perform as expected or were unsuitable for the target clientele. Other problems arose from faulty legal and operational processes that led to improper documentation and dubious interactions with clients. In the aftermath of the financial crisis, regulators have become particularly concerned with financial institutions that do not have a solid process for vetting new products and addressing the significant risks inherent to the product development process.

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Our refund policy is governed by individual products and services refund policy mentioned against each of offerings. However in absence of specific refund policy of an offering below refund policy will be effective.
Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time. On-Demand Recording purchases will not be refunded as it is available for immediate streaming. However if you are not able to view the webinar or you have any concern about the content of the webinar please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).

 

 

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