SEC Management Guidance for SOX - UPDATE

Instructor: Sonia Luna
Product ID: 700667
  • Duration: 60 Min
This SEC Management Guidance training/webinar for SOX will guide you through the new guidance by the SEC and how it relates to their compliance efforts for SOX.

recorded version

1x Person - Unlimited viewing for 6 Months
(For multiple locations contact Customer Care)
Recorded Link and Ref. material will be available in My CO Section
Last Recorded Date: Oct-2007

Training CD / USB Drive

One CD/USB is for usage in one location only.
(For multiple locations contact Customer Care)
CD/USB and Ref. material will be shipped within 15 business days

Customer Care

Fax: +1-650-362-2367


Read Frequently Asked Questions

Why Should You Attend:

Learn the leading practice of what the SEC is doing to help companies reduce their efforts on SOX compliance.SEC has provided management with new and exciting guidance that will mitigate the use of too many controls. This new guidance, issued in the summer of 2007, now gives management a better picture of where they can focus their internal control assessments.

Areas Covered in the seminar:

  • What I need to know about SEC’s guidance to pass SOX?
  • How can a company leverage this guidance to do less work on SOX?
  • Learn the leading practice of what the SEC is doing to help companies reduce their efforts on SOX compliance.
  • Learn some of the benefits of implementing this new SEC guidance.

Who Will Benefit:

This webinar will provide insight that CFO, CEO, Director of Internal Audit, Audit staff and External Auditors to learn the new guidance by the SEC and how it relates to their compliance efforts for SOX:

  • Director of Internal Audit
  • CFO
  • Controller
  • Accounting Manager

Instructor Profile:

Sonia Luna, CPA, is the founder and CEO of SOX Solutions. SOX Solutions is a boutique consulting firm head quartered in Los Angeles, California, with affiliate offices in Hong Kong and Bangalore, India. She has traveled extensively to China, Hong Kong and nationally throughout the U.S. on several speaking engagements dealing with the specific issues to stream line the compliance process of Sarbanes-Oxley Act of 2002. She has over 11 years of external and internal audit experience and has worked with such accounting firms as Arthur Andersen, Ernst & Young and SLGG. Her international perspective and broad industry experience has allowed her to train her staff according to a unique approach of Small COSO, which is based upon the new COSO Guidance for Small Public Companies. For more information visit and

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Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.

If you have any concern about the content of the webinar and not satisfied please contact us at below email or by call mentioning your feedback for resolution of the matter.

We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email call +1-888-717-2436 (Toll Free).

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