Auditing Your Compliance Team - Maintaining independence

Speaker

Instructor: Denise Cicchella
Product ID: 703244

Location
  • Duration: 60 Min
This GRC training will provide the attendees best practices for auditing their compliance team. Learn how to identify the strengths and weaknesses of your internal compliance departments.
RECORDED TRAINING
Last Recorded Date: Feb-2014

 

$149.00
1 Person Unlimited viewing for 6 month info Recorded Link and Ref. material will be available in My CO Section
(For multiple locations contact Customer Care)

$299.00
Downloadable file is for usage in one location only. info Downloadable link along with the materials will be emailed within 2 business days
(For multiple locations contact Customer Care)

 

 

Customer Care

Fax: +1-650-362-2367

Email: [email protected]

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Why Should You Attend:

A compliance audit is undertaken to confirm whether a firm is following the terms of an agreement (such as a bond indenture) or the rules and regulations applicable to an activity or practice prescribed by an external agency or authority. Auditing compliance is essential to ensure fulfillment of regulatory requirements and avoidance of potential fines and sanctions.

This webinar will help the attendees:

  • Determine that the scope and authority of compliance team has been properly established.
  • Identify emerging threats and issues
  • Understand regulatory enforcement
  • Understand the risk reporting tools
  • Prioritize compliance function
  • Determine that your compliance team is adequately addressing changing regulatory environments
  • Ensure that your compliance team had the requisite resources need to perform their function.

Areas Covered in the Webinar:

  • Qualifications and skill sets
  • Software and automation resources
  • Multijurisdictional issues
  • Cost of compliance
  • Cost of non-compliance
  • Competing frameworks
  • Managing governance while mitigating risk
  • Aligning behaviors and setting expectations

Who Will Benefit:

  • Chief Audit Executives
  • Auditors
  • Compliance officers
  • Risk Managers

Instructor Profile:

Denise Cicchella, CIA, CFE, CCA, is executive director at Auspicium. Ms. Cicchella has lectured and taught on the topic of construction audit in the past. She has also lead and participated in construction audits of major private and infrastructure projects resulting in large recoveries for her clients. She is also the author of the IIA Handbook: Construction Audit: Overview, Monitoring and Auditing and Auditing for Corporate.

She is the founding president of the New York/New Jersey Chapter of the National Association of Construction Auditors

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Refund Policy

Our refund policy is governed by individual products and services refund policy mentioned against each of offerings. However in absence of specific refund policy of an offering below refund policy will be effective.
Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange. Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time. On-Demand Recording purchases will not be refunded as it is available for immediate streaming. However if you are not able to view the webinar or you have any concern about the content of the webinar please contact us at below email or by call mentioning your feedback for resolution of the matter. We respect feedback/opinions of our customers which enables us to improve our products and services. To contact us please email [email protected] call +1-888-717-2436 (Toll Free).

 

 

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