ComplianceOnline

Audit and Inspection Training - Live Webinars, Recordings & CDs

The courses on this page cover pre-audit preparations, during audit processes, post-audit processes, Dos and Don'ts, and more. The programs cover regulatory audits, internal audits, and other quality audits. Browse our wide range of courses designed to help you identify your strengths and problem areas, find solutions, and boost your morale.

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals
11
/ Aug
Tuesday-2020

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

  • Speaker: Kelly Eisenhardt
  • Product ID: 703871
  • Duration: 60 Min
This training program will offer an in-depth look at three important product regulations focused on materials compliance and ethical sourcing, along with the tools and policies needed to implement them.
Is HR Placing Your Organization at Risk: Hiring Contract Employees?
24
/ Nov
Tuesday-2020

Is HR Placing Your Organization at Risk: Hiring Contract Employees?

  • Speaker: Michael Aust
  • Product ID: 704909
  • Duration: 60 Min
You will want to participate in this webinar to gain insight on how to protect your employer from OSHA regulation as well as to develop an understanding on OSHA’s stance for contract and temporary workers. Also, you will not want to miss out on the discussion of the National Labor Relations Board (NLRB) recent stance on the issue.
* Per Attendee
$159
ICD-10-CM 101, the A, B, Cs and 1, 2, 3s
30
/ Nov
Monday-2020

ICD-10-CM 101, the A, B, Cs and 1, 2, 3s

  • Speaker: Victoria M Hernandez
  • Product ID: 703016
  • Duration: 60 Min
This healthcare coding webinar will provide an overview of ICD-10-CM, the format and guidelines. It will also explain the differences between ICD-9 and ICD-10 to help you understand how it will affect your work and as well as your co-workers and providers.
* Per Attendee
$199
Effectively Changing Bad Habits into Safe Habits
7
/ Dec
Monday-2020

Effectively Changing Bad Habits into Safe Habits

  • Speaker: Michael Aust
  • Product ID: 704773
  • Duration: 60 Min
This webinar is designed for employees and their supervisors will learn how to make a significant contribution to their own safety and the safety of their fellow co-workers. Participants of this webinar will learn the benefits of establishing a safety culture by focusing on safe behavior and providing reinforcement of it.
* Per Attendee
$159
Anti-Fraud Controls in Payroll: Prevent Before It's Too Late
9
/ Dec
Wednesday-2020

Anti-Fraud Controls in Payroll: Prevent Before It's Too Late

  • Speaker: Peter Goldmann
  • Product ID: 705257
  • Duration: 90 Min
This 90-minute webinar will help attendees discover the various types of payroll scams, how to recognize key signs of fraud, and ways to prevent and eliminate payroll fraud. It will further offer best practices to use in payroll audits to defend against fraud and negligence.
* Per Attendee
$199
Measuring and Driving Success in AP and Procurement Operations with KPIs
10
/ Dec
Thursday-2020

Measuring and Driving Success in AP and Procurement Operations with KPIs

  • Speaker: Brian G Rosenberg
  • Product ID: 704767
  • Duration: 60 Min
Key Performance Indicators and Metrics provide your AP or Procurement operation with vital information that you can use to measure success and drive process improvement. In this webinar we will discuss how to create a culture of continuous improvement within your operation using metrics.
* Per Attendee
$199
Female to Female Hostility @Workplace: All you need to Know
14
/ Dec
Monday-2020

Female to Female Hostility @Workplace: All you need to Know

  • Speaker: Dr. Susan Strauss
  • Product ID: 704544
  • Duration: 60 Min
This training program will discuss whether women are more hostile among each other in the workplace. It will discuss sexism and stereotypes in our perceptions of women and men’s bullying, the nexus of bullying and harassment, and the impact of bullying on witnesses.
* Per Attendee
$199
How to Think Like a Crook - Money Laundering Prevention
16
/ Dec
Wednesday-2020

How to Think Like a Crook - Money Laundering Prevention

  • Speaker: Doug Keipper
  • Product ID: 702770
  • Duration: 60 Min
This anti-money laundering training will describe the reasons and methods of money laundering in financial institutions. This will help attendees to protect themselves from regulatory risk by establishing an effective anti-money laundering system within their financial institution.
* Per Attendee
$149
SaaS/Cloud Risk-Based Validation With Time-Saving Templates
16
/ Dec
Wednesday-2020

SaaS/Cloud Risk-Based Validation With Time-Saving Templates

  • Speaker: David Nettleton
  • Product ID: 701687
  • Duration: 90 Min
This 21 CFR Part 11 compliance training will guide you through the requirements of Part 11 and will also explain its 3 primary areas: SOPs, product features and validation (10 step risk based approach).
* Per Attendee
$249
1099 & W-9 Update - Complying with IRS Information Reporting Guidelines
16
/ Dec
Wednesday-2020

1099 & W-9 Update - Complying with IRS Information Reporting Guidelines

  • Speaker: Miles Hutchinson
  • Product ID: 703220
  • Duration: 90 Min
This IRS regulatory compliance training will focus on the rules requiring W-9 documentation and 1099 reporting. Attendees will learn the best practices to ensure compliance with IRS and avoid B-Notices.
* Per Attendee
$199
How to Prepare an Effective Audit Manual for an Internal Audit Department
12
/ Jan
Tuesday-2021

How to Prepare an Effective Audit Manual for an Internal Audit Department

  • Speaker: Marna Steuart
  • Product ID: 703684
  • Duration: 75 Min
This webinar will instruct attendees on how to develop an internal audit manual and offer start to finish instructions and templates on how to perform different types of audits given the project description. Audit fieldwork, audit reporting and follow-up, work-paper filing, and project closure are some of the other areas the webinar will cover.
* Per Attendee
$199
Conducting Your "NEW 2021" Annual ACH Rules Compliance Audit - a Step-by-Step Guide
12
/ Jan
Tuesday-2021

Conducting Your "NEW 2021" Annual ACH Rules Compliance Audit - a Step-by-Step Guide

  • Speaker: Donna K Olheiser
  • Product ID: 705082
  • Duration: 90 Min
This training program will outline the recent changes to the process of the annual ACH Rules Compliance Audit and the removal of Appendix 8 from the Rules Book. It will outline what this Rules change means to your process when conducting your ACH Audit and offer tips and guidance for creating your own personalized ACH Audit. It will also help attendees to identify the details of the ACH audit for each participant, the ODFI, RDFI, TPSP and TPS with NACHA’s Operating Guidelines.
* Per Attendee
$249
Monitoring High Risk Transactions
15
/ Jan
Friday-2021

Monitoring High Risk Transactions

  • Speaker: Doug Keipper
  • Product ID: 703001
  • Duration: 60 Min
This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.
* Per Attendee
$199
Structuring and Conducting Risk-Based Internal cGMP Compliance Audits
3
/ Feb
Wednesday-2021

Structuring and Conducting Risk-Based Internal cGMP Compliance Audits

  • Speaker: John E Lincoln
  • Product ID: 701432
  • Duration: 60 Min
This training will evaluate the chief areas of an FDA cGMP compliance audit and help you understand the actual and anticipated changes in emphasis based on this new regulatory climate. It will prepare you and your company for tougher US FDA cGMP compliance audits.
* Per Attendee
$229
Report Writing for Auditing Professionals
9
/ Feb
Tuesday-2021

Report Writing for Auditing Professionals

  • Speaker: Phil Vassallo
  • Product ID: 703814
  • Duration: 90 Min
Skilled auditors require a method that aligns what they experienced during the reviewing process with what they compose during the writing process. This report writing workshop will provide foundation resources that participants can continually turn to during intense, complex audit engagements.
* Per Attendee
$199
Recorded/CD
AML Model Validation: A Critical Need in the New Regulatory Environment

AML Model Validation: A Critical Need in the New Regulatory Environment

  • Speaker: Dr. Frank Masi
  • Product ID: 704227
  • Duration: 60 Min
This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model validation to know what to look for in an RFP, and detail the requirements included in Final Rule 504.
CD/Recorded
$249
Recorded/CD
Mission Possible: How to Obtain A Zero Injury Culture In The Workplace

Mission Possible: How to Obtain A Zero Injury Culture In The Workplace

  • Speaker: Michael Aust
  • Product ID: 704739
  • Duration: 60 Min
This zero tolerance for injuries training program will discuss what it means to have a safety culture on site. It will also identify the four steps of the safety maturity curve and discuss employee and employer rights and responsibilities at each step of the maturity curve. The instructor will explain the benefits of sustaining a safety culture in the workplace.
CD/Recorded
$299
Recorded/CD
BSA/AML Contextual Awareness of High Risk Customers

BSA/AML Contextual Awareness of High Risk Customers

  • Speaker: William Schlameuss
  • Product ID: 705472
  • Duration: 60 Min
This webinar will highlight the steps to identify and evaluate high-risk customers. Learn how to perform BSA, AML risk assessments.
CD/Recorded
$229
Recorded/CD
TIN Matching and B Notices - How to Minimize the Paperwork from Complaints on IRS Information Returns

TIN Matching and B Notices - How to Minimize the Paperwork from Complaints on IRS Information Returns

  • Speaker: Miles Hutchinson
  • Product ID: 703028
  • Duration: 90 Min
This IRS regulatory compliance training will explain the TIN matching system best practices to eliminate form 1099 reporting errors. It will also provide you the tools to effectively handle B- Notices in order to avoid fines and penalties.
CD/Recorded
$249
Recorded/CD
How to Conduct Successful Supplier Audits

How to Conduct Successful Supplier Audits

  • Speaker: Danielle DeLucy
  • Product ID: 704499
  • Duration: 60 Min
This training program will provide participants with a working knowledge of supplier audits. The why, when, who, how, and what of conducting a supplier audit will be reviewed to ensure that your supplier can meet all your expectations.
CD/Recorded
$249
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