ComplianceOnline

Compliance and Ethics Training - Live Webinars, Recordings & CDs

Operational Risk Scenario Analysis
12
/ Dec
Thursday-2019

Operational Risk Scenario Analysis

  • Speaker: Mario Mosse
  • Product ID: 703751
  • Duration: 90 Min
Scenario analysis complements the risk assessment process, which often overlooks material events that only happen infrequently, such as natural disasters, acts of terrorism, and data breaches. This webinar will highlight the importance of scenario analysis, its objectives and expected benefits, and the ideal methodology for quantifying and reporting operational risk scenarios.
* Per Attendee
$199
Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment
16
/ Dec
Monday-2019

Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

  • Speaker: Marna Steuart
  • Product ID: 703775
  • Duration: 100 Min
Performing a corporate wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year. In this webinar, participants will learn how to maximize the time spent on the risk assessment process on an annual basis.
* Per Attendee
$199
Data Blocking and Patient Access of Medical Records under HIPAA - New Focus of Enforcement and Guidance
17
/ Dec
Tuesday-2019

Data Blocking and Patient Access of Medical Records under HIPAA - New Focus of Enforcement and Guidance

  • Speaker: Jim Sheldon-Dean
  • Product ID: 705220
  • Duration: 90 Min
This training program will provide a comprehensive look at the changes in the new access rights under HIPAA and CLIA regulations and prepare attendees for the process of incorporating the changes into how they do business in their facilities. It will also explain how the HIPAA audit and enforcement activities are now being increased and what needs to be done to survive a HIPAA audit.
* Per Attendee
$199
How to Think Like a Crook - Money Laundering Prevention
17
/ Dec
Tuesday-2019

How to Think Like a Crook - Money Laundering Prevention

  • Speaker: Doug Keipper
  • Product ID: 702770
  • Duration: 60 Min
This anti-money laundering training will describe the reasons and methods of money laundering in financial institutions. This will help attendees to protect themselves from regulatory risk by establishing an effective anti-money laundering system within their financial institution.
* Per Attendee
$149
How to Understand and Analyze Financial Statements for Non-Financial Professionals
6
/ Jan
Monday-2020

How to Understand and Analyze Financial Statements for Non-Financial Professionals

  • Speaker: Joe Weil
  • Product ID: 704958
  • Duration: 90 Min
This webinar will be an informative session for all financial and non-financial professionals to understand the financial statements like balance sheet, income statement, cash flow and more. Participants will learn how to analyze and interpret these statements to assess the profitability, liquidity, efficiency and leverage of their company.
* Per Attendee
$79
Accounts Payable Fraud - Detecting and Preventing AP Fraud
8
/ Jan
Wednesday-2020

Accounts Payable Fraud - Detecting and Preventing AP Fraud

  • Speaker: Peter Goldmann
  • Product ID: 702441
  • Duration: 90 Min
This webinar will guide you through the critical steps in ensuring strong controls for the accounts payable (AP) function and provide practical 'how to' guidance for minimizing your organization’s exposure to AP fraudsters.
* Per Attendee
$199
Writing an Effective SAR Narrative
8
/ Jan
Wednesday-2020

Writing an Effective SAR Narrative

  • Speaker: Doug Keipper
  • Product ID: 702993
  • Duration: 60 Min
This BSA compliance training on Suspicious Activity Reporting (SAR) will provide details on how to prepare a SAR (Suspicious Activity Reporting) narrative that meets examiner scrutiny and provides necessary detail for law enforcement.
* Per Attendee
$149
Bank Secrecy Act Reporting Expectations - CTRs and SARs
16
/ Jan
Thursday-2020

Bank Secrecy Act Reporting Expectations - CTRs and SARs

  • Speaker: John F Reynolds
  • Product ID: 705443
  • Duration: 60 Min
This webinar will focus on the BSA reports and regulatory expectations including the requirements to file CTRs and SARs. Attendees will learn best practices to ensure AML compliance.
* Per Attendee
$149
Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals
22
/ Jan
Wednesday-2020

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

  • Speaker: Kelly Eisenhardt
  • Product ID: 703871
  • Duration: 60 Min
This training program will offer an in-depth look at three important product regulations focused on materials compliance and ethical sourcing, along with the tools and policies needed to implement them.
* Per Attendee
$149
Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs
28
/ Jan
Tuesday-2020

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

  • Speaker: Doug Keipper
  • Product ID: 703110
  • Duration: 60 Min
This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.
* Per Attendee
$199
Stress-Testing in Financial Institutions: Selecting Appropriate Scenarios
7
/ Feb
Friday-2020

Stress-Testing in Financial Institutions: Selecting Appropriate Scenarios

  • Speaker: Fred Vacelet
  • Product ID: 705249
  • Duration: 60 Min
This webinar training on stress testing in financial institutions will depict scenarios, pitfalls to be avoided, and discuss how the choice of the right scenarios can provide good insight into strategic management of a financial institution.
* Per Attendee
$199
HIPAA Breach Evaluation and Reporting - What Qualifies as a Reportable Breach and how to Report It
11
/ Feb
Tuesday-2020

HIPAA Breach Evaluation and Reporting - What Qualifies as a Reportable Breach and how to Report It

  • Speaker: Jim Sheldon-Dean
  • Product ID: 705214
  • Duration: 90 Min
This training program will discuss the origin of the HIPAA Breach Notification Rule, how it works, including interactions with other HIPAA rules and penalties for violations. It will also explain how to create the right breach notification policy for your organization and best practices to follow through when an incident occurs.
* Per Attendee
$199
Travel and Expense Policy Development and Automation
12
/ Feb
Wednesday-2020

Travel and Expense Policy Development and Automation

  • Speaker: Brian G Rosenberg
  • Product ID: 704880
  • Duration: 60 Min
In this webinar training, you will learn how to create, maintain, and enforce a T&E policy for your organization. The Instructors will discuss the key components and best practices for policies.
* Per Attendee
$179
Employee Fraud Detection and Prevention
20
/ Feb
Thursday-2020

Employee Fraud Detection and Prevention

  • Speaker: Peter Goldmann
  • Product ID: 704040
  • Duration: 90 Min
This fraud training program will focus on understanding the fraud problem and what propels employees to commit fraud. The course will also offer essential fraud detection tools and techniques and highlight best practices for developing and implementing anti-fraud controls.
* Per Attendee
$199
The Nuts and Bolts of Filing a Whistleblower Case
26
/ Feb
Wednesday-2020

The Nuts and Bolts of Filing a Whistleblower Case

  • Speaker: William Mack Copeland
  • Product ID: 703413
  • Duration: 60 Min
This webinar will explain the Civil Monetary Penalties Law (CMP) and its mandatory and permissive exclusions and penalties. It will also cover obligations under EMTALA, violations of the Anti-Kickback Statute and Stark including amendments under the PPACA.
* Per Attendee
$179
Recorded/CD
Implementing Operational Risk Management in Foreign Exchange Activities

Implementing Operational Risk Management in Foreign Exchange Activities

  • Speaker: Stanley Epstein
  • Product ID: 704115
  • Duration: 90 Min
This webinar seeks to provide a solid foundation to all parties involved in foreign exchange activities whether at executive, marketing, audit or operational levels into how the actual trading processes work, what the risks are and how these can be mitigated by using clearly defined standards of best practice.
CD/Recorded
$249
Recorded/CD
The Fraud Risk Mitigation Cycle: Powerful Detection and Prevention Framework

The Fraud Risk Mitigation Cycle: Powerful Detection and Prevention Framework

  • Speaker: Peter Goldmann
  • Product ID: 703154
  • Duration: 90 Min
This training program will facilitate participants’ understanding of fraud risks, detecting fraud indicators, gathering evidence to substantiate suspicions of actual wrongdoing and eliminating control weaknesses in all pertinent business functions.
CD/Recorded
$249
Recorded/CD
Continuous Monitoring Projects in Purchasing and Accounts Payable - How to Detect Anomolies

Continuous Monitoring Projects in Purchasing and Accounts Payable - How to Detect Anomolies

  • Speaker: Marna Steuart
  • Product ID: 703533
  • Duration: 100 Min
This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.
CD/Recorded
$249
Recorded/CD
Essentials of OFCCP Compliance: Requirement, Enforcement and Fulfilment of Affirmative Action

Essentials of OFCCP Compliance: Requirement, Enforcement and Fulfilment of Affirmative Action

  • Speaker: Janette Levey Frisch
  • Product ID: 705199
  • Duration: 90 Min
If you are a federal contractor, having a firm grasp on the essentials of affirmative action and OFCCP compliance is a must, whether you are new to the federal contracting world or a seasoned contractor. This webinar training program will offer attendees an understanding of affirmative action laws and regulations enforced by the OFCCP. It will also discuss Affirmative Action Plans for women and minorities, and for disabled and veteran workers.
CD/Recorded
$249
Recorded/CD
How to Survive a DEA Inspection Series - For Manufacturers of Controlled Substances

How to Survive a DEA Inspection Series - For Manufacturers of Controlled Substances

  • Speaker: Carlos M Aquino
  • Product ID: 705164
  • Duration: 60 Min
This training covers DEA record-keeping and security topics that a DEA registrant must comply with when handling controlled substances. The focus is elements of what occurs during that unannounced inspection and the auditing methods.
CD/Recorded
$299
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