ComplianceOnline

Compliance and Ethics Training - Live Webinars, Recordings & CDs

Monitoring High Risk Transactions
8
/ Jan
Tuesday-2019

Monitoring High Risk Transactions

  • Speaker: Doug Keipper
  • Product ID: 703001
  • Duration: 60 Min
This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.
* Per Attendee
$149
BSA/AML Contextual Awareness of High Risk Customers
10
/ Jan
Thursday-2019

BSA/AML Contextual Awareness of High Risk Customers

  • Speaker: William Schlameuss
  • Product ID: 705472
  • Duration: 60 Min
This webinar will highlight the steps to identify and evaluate high-risk customers. Learn how to perform BSA, AML risk assessments.
* Per Attendee
$199
Red Flags and EDD for Non-Bank Financial Institutions
14
/ Jan
Monday-2019

Red Flags and EDD for Non-Bank Financial Institutions

  • Speaker: Vicki Landon
  • Product ID: 703536
  • Duration: 60 Min
This webinar will address the red flags that may indicate money laundering and fraud in non-bank financial institutions. It will also provide guidelines for conducting enhanced due diligence (EDD).
* Per Attendee
$199
Developing an Effective Fraud Risk Management Program
15
/ Jan
Tuesday-2019

Developing an Effective Fraud Risk Management Program

  • Speaker: Craig M Taggart
  • Product ID: 703862
  • Duration: 90 Min
The risk of fraud is just one of the many types of risks to be managed by an organization. But to let this risk fall out of focus can bring catastrophic results. Building an effective fraud risk management program to combat organizational fraud requires solid understanding of how and why fraud is perpetrated. This course will discuss the components of a fraudulent act, different types of fraud schemes and the impact fraud has on organizations. It will also analyze why individuals commit fraud and why the threat of punishment alone doesn’t deter potential fraudsters.
* Per Attendee
$199
Groundwater Discharge Monitoring Reports (DMRs) - Introduction and Overview
15
/ Jan
Tuesday-2019

Groundwater Discharge Monitoring Reports (DMRs) - Introduction and Overview

  • Speaker: Joe Keenan
  • Product ID: 705211
  • Duration: 90 Min
The purpose of this webinar training is to offer attendees an introduction and a general overview of the Environmental Protection Agency (EPA) mandated Ground Water Discharge Requirements required at facilities. The training will also define the DMRs (Groundwater Discharge Monitoring Report) that apply to your facility.
* Per Attendee
$149
How to Establish an Effective IT Governance, Risk and Compliance (GRC) Framework - Organization and Responsibilities
16
/ Jan
Wednesday-2019

How to Establish an Effective IT Governance, Risk and Compliance (GRC) Framework - Organization and Responsibilities

  • Speaker: Michael C Redmond
  • Product ID: 704991
  • Duration: 60 Min
This training program will discuss how to develop a great GRC program that ensures proper governance, risk management and compliance management of all IT systems and processes that support the business operations.
* Per Attendee
$199
How to Understand and Analyze Financial Statements for Non-Financial Professionals
17
/ Jan
Thursday-2019

How to Understand and Analyze Financial Statements for Non-Financial Professionals

  • Speaker: Joe Weil
  • Product ID: 704958
  • Duration: 90 Min
This webinar will be an informative session for all financial and non-financial professionals to understand the financial statements like balance sheet, income statement, cash flow and more. Participants will learn how to analyze and interpret these statements to assess the profitability, liquidity, efficiency and leverage of their company.
* Per Attendee
$79
Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence
23
/ Jan
Wednesday-2019

Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence

  • Speaker: Peter Goldmann
  • Product ID: 702455
  • Duration: 90 Min
This 90-minute webinar will summarize the main types of reimbursement fraud to be alert to, and include an analysis of several “real life” case studies. It will explain how to identify the red flags of possible reimbursement fraud, offer specific fraud-audit techniques and test for these crimes and conclude with a rundown of proven anti-fraud controls.
* Per Attendee
$199
Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals
23
/ Jan
Wednesday-2019

Supply Chain and Product Compliance Using RoHS, REACH, and Conflict Minerals

  • Speaker: Kelly Eisenhardt
  • Product ID: 703871
  • Duration: 60 Min
This training program will offer an in-depth look at three important product regulations focused on materials compliance and ethical sourcing, along with the tools and policies needed to implement them.
* Per Attendee
$149
New 2019 NACHA Operating Rules
24
/ Jan
Thursday-2019

New 2019 NACHA Operating Rules

  • Speaker: Donna K Olheiser
  • Product ID: 705048
  • Duration: 90 Min
The NACHA Operating Rules need to be followed by all financial institutions who process ACH transactions. This webinar will provide all the details necessary to help them stay in compliance with all the changes coming in 2019.
* Per Attendee
$199
The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program
6
/ Feb
Wednesday-2019

The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program

  • Speaker: Craig M Taggart
  • Product ID: 703916
  • Duration: 90 Min
This training program on the SEC’s new whistleblower rules will detail a fraud examiner’s role in whistleblowing and offer guidance for potential whistleblowers. The regulations the SEC issued governing the whistleblower program are dense, virtually incomprehensible to non-lawyers, and full of legal traps to gaining an award. This course will offer attendees a clear understanding of the regulations as they stand now.
* Per Attendee
$199
Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs
6
/ Feb
Wednesday-2019

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

  • Speaker: Doug Keipper
  • Product ID: 703110
  • Duration: 60 Min
This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.
* Per Attendee
$199
Implementing P-Card Policies, Procedures, and Internal Controls Best Practices
19
/ Feb
Tuesday-2019

Implementing P-Card Policies, Procedures, and Internal Controls Best Practices

  • Speaker: Chris Doxey
  • Product ID: 703920
  • Duration: 60 Min
This training program will discuss how purchasing cards (P Cards) provide a means for streamlining the procure-to-pay process, allowing organizations to procure goods and services in a timely manner, reduce transaction costs, track expenses, take advantage of supplier discounts, reduce or redirect staff in the purchasing and/or accounts payable departments, reduce or eliminate petty cash, and more. It will also illustrate how a P-Card program can create additional fraud risk and requires robust policies, procedures, and internal controls.
* Per Attendee
$199
The Alarming State of Wire Transfer Fraud
20
/ Feb
Wednesday-2019

The Alarming State of Wire Transfer Fraud

  • Speaker: Rayleen M Pirnie
  • Product ID: 705070
  • Duration: 90 Min
Wire transfer fraud has often rendered businesses and financial institutions helpless despite their best efforts to combat the threat. This training program will identify the red flags of common forms of wire transfer fraud and help understand how you can isolate your organization and help combat fraud. The webinar instructor will also review sound risk assessment practices to help minimize exposure.
* Per Attendee
$249
EDD what are the auditors looking for?
21
/ Feb
Thursday-2019

EDD what are the auditors looking for?

  • Speaker: Vicki Landon
  • Product ID: 703455
  • Duration: 90 Min
This webinar will explain the concept of Enhanced Due Diligence (EDD), including EDD time tables and checklist. Attendees will learn how to conduct Enhanced Due Diligence (EDD) that will satisfy the auditors.
* Per Attendee
$199
Recorded/CD
Detecting and Preventing Embezzlement in Your Organization

Detecting and Preventing Embezzlement in Your Organization

  • Speaker: Peter Goldmann
  • Product ID: 703763
  • Duration: 90 Min
While there are innumerable ways to detect, prevent and investigate embezzlement, it is not always easy to organize a consistently effective anti-embezzlement strategy. This webinar will guide you through the common and not-so-common forms of embezzlement—with uniquely instructional case studies. It will emphasize the red flags of each and go on to highlight best practices in embezzlement risk mitigation.
CD/Recorded
$249
Recorded/CD
How To Detect Fraud Using Excel

How To Detect Fraud Using Excel

  • Speaker: Joe Weil
  • Product ID: 705022
  • Duration: 100 Min
This Excel training program will illustrate how best to use Excel's special tools and functions to spot fraud red flags. It will also review SAS No. 56 Analytics and related dashboard KPIs and offer insight into Benford’s law and limitations. Attendees will learn how to set up a worksheet to help automate Benford’s law analysis.
CD/Recorded
$249
Recorded/CD
The Board of Directors Role in Cybersecurity

The Board of Directors Role in Cybersecurity

  • Speaker: Rayleen M Pirnie
  • Product ID: 705117
  • Duration: 60 Min
This webinar will break down the Board’s role in effective cybersecurity oversight, the 12 questions a board member should be knowing to answer, key principles of oversight, tips and resources for board.
CD/Recorded
$249
Recorded/CD
How to Survive CBP Free Trade Agreement Verification

How to Survive CBP Free Trade Agreement Verification

  • Speaker: Donna L Shira
  • Product ID: 703258
  • Duration: 60 Min
This U.S. Customs & Border Protection (CBP) compliance training will provide attendees tools to ensure they comply with rules and regulations applicable to Free Trade Agreement (FTA) and special trade program claims.
CD/Recorded
$199
Recorded/CD
Medical Records: Compliance with CMS Hospital CoPs and Proposed Changes

Medical Records: Compliance with CMS Hospital CoPs and Proposed Changes

  • Speaker: Sue Dill Calloway
  • Product ID: 705244
  • Duration: 90 Min
This training program will cover in detail the CMS regulations and interpretive guidelines for medical records. It will also discuss important proposed changes to the CMS discharge planning standards including changes to the federal law on alcohol and drug records.
CD/Recorded
$249
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