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Finance, SOX and Internal Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

/ Jun

Wednesday-2019

Travel and Expense Policy Development and Automation

Speaker: Brian G Rosenberg
Product ID: 704880
Duration: 60 Min

In this webinar training, you will learn how to create, maintain, and enforce a T&E policy for your organization. The Instructors will discuss the key components and best practices for policies.

* Per Attendee
$179

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/ Jun

Wednesday-2019

EDD what are the auditors looking for?

Speaker: Vicki Landon
Product ID: 703455
Duration: 90 Min

This webinar will explain the concept of Enhanced Due Diligence (EDD), including EDD time tables and checklist. Attendees will learn how to conduct Enhanced Due Diligence (EDD) that will satisfy the auditors.

* Per Attendee
$199

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/ Jun

Thursday-2019

Red Flags of Money Laundering

Speaker: William Schlameuss
Product ID: 703417
Duration: 60 Min

This webinar will explain what money laundering is, various types of money laundering including structuring, micro-structuring and cuckoo smurfing. Attendees will learn how to identify the red flags of money laundering in an account within your institution.

* Per Attendee
$199

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/ Jun

Friday-2019

Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

Speaker: Marna Steuart
Product ID: 703775
Duration: 100 Min

Performing a corporate wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year. In this webinar, participants will learn how to maximize the time spent on the risk assessment process on an annual basis.

* Per Attendee
$199

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/ Jun

Monday-2019

Streamlining Your Internal Auditing Process

Speaker: Betty Lane
Product ID: 703448
Duration: 60 Min

This webinar will cover creating of a value-added internal auditing program that is compliant to FDA cGMP/ Quality System Regulation and ISO 13485. It will include how to set up and manage the auditing system as well as how to conduct an internal audit and document the results and any nonconformities. It will discuss the value of a good internal auditing program.

* Per Attendee
$199

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/ Jun

Monday-2019

Bank Director Training - Directing from a Strategic and Tactical Perspective

Speaker: David L Osburn
Product ID: 704759
Duration: 60 Min

This training program will review the three keys to success for any bank: marketing, financing, and management. The webinar will also include how to correctly interpret the bank’s financial statements including analyzing key numbers and ratios. Additionally, attendees will be exposed to how a bank’s overall success is measured including the CAMELS rating, Baurer Financial Rating, and Texas Ratio. Furthermore, various bank HR issues and the risk of cyber security threats will be outlined.

* Per Attendee
$199

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/ Jun

Tuesday-2019

FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?

Speaker: Gina Lowdermilk
Product ID: 703792
Duration: 60 Min

This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.

* Per Attendee
$179

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/ Jun

Tuesday-2019

How to Conduct High Quality Risk Assessments

Speaker: Mario Mosse
Product ID: 704994
Duration: 90 Min

This training program will help articulate your business objectives and define the scope of your risk assessment. It will guide attendees in identifying the most appropriate risk assessment technique and plan and facilitate a risk assessment. Further, the session will help tailor a risk matrix to enable you to rate your risks.

* Per Attendee
$199

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/ Jun

Tuesday-2019

Mortgage Servicing Compliance: Meeting Extensive New Regulatory Expectations

Speaker: Craig M Taggart
Product ID: 704480
Duration: 90 Min

This training program will discuss Fair Debt Collection Practices Act (FDCPA) rules, ARM (adjustable rate mortgage) change notification requirements, dealing with partial payments, providing payoff statements, and more.

* Per Attendee
$199

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/ Jun

Wednesday-2019

Monitoring High Risk Transactions

Speaker: Doug Keipper
Product ID: 703001
Duration: 60 Min

This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.

* Per Attendee
$149

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/ Jun

Friday-2019

How to Develop a Successful ERM Program Ensuring Synergy, Transparency and System Solutions

Speaker: Michael C Redmond
Product ID: 703580
Duration: 60 Min

This webinar highlights the importance of an effective ERM program in project management and risk assessment. Attendees will learn how to implement a viable ERM program including documenting and testing it.

* Per Attendee
$199

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/ Jul

Tuesday-2019

Building a World Class Accounts Payable Operation: P2P, AP

Speaker: Brian G Rosenberg
Product ID: 703979
Duration: 60 Min

This training program will help attendees examine if their AP department matches world-class standards. Attendees will learn key success factors to an optimal accounts payable operation. They will also gain in depth knowledge on the must-have technologies for any AP operation and learn how to design processes to fully leverage those capabilities. The webinar will also discuss balancing controls with efficiency and how to create a fraud-proof department. Attendees will learn about the most important metrics for any AP department and how to develop strategies to improve those metrics.

* Per Attendee
$179

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/ Jul

Monday-2019

Tax Levies and Creditor Garnishments: What Payroll Must Know to Stay in Compliance

Speaker: Vicki M. Lambert
Product ID: 703781
Duration: 90 Min

Tax levies and creditor garnishments can be some of the most complex tasks required of any payroll department. If garnishments are not handled precisely, you may have to face heavy fines for non-compliance. Courts, federal and state regulations, bureaucracies, lawyers and a multitude of other factors can complicate even the most basic procedures.

* Per Attendee
$199

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/ Jul

Monday-2019

Record Retention and Destruction Compliance

Speaker: David Sanders
Product ID: 704445
Duration: 90 Min

This training program will offer attendees an understanding of record schedule defensibility and best practices to take steps toward improvements. The IRS states entities need to be fully informed of the code relating to Record Retention and Destruction to determine what records are necessary to stay in compliance or face fines. According to IRS and state statistics of the entities audited over the past three years, 82% could not supply adequate records to pass an audit - resulting in substantial fines for non-compliance.

* Per Attendee
$199

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/ Jul

Wednesday-2019

Developing an Effective Fraud Risk Management Program

Speaker: Craig M Taggart
Product ID: 703862
Duration: 90 Min

The risk of fraud is just one of the many types of risks to be managed by an organization. But to let this risk fall out of focus can bring catastrophic results. Building an effective fraud risk management program to combat organizational fraud requires solid understanding of how and why fraud is perpetrated. This course will discuss the components of a fraudulent act, different types of fraud schemes and the impact fraud has on organizations. It will also analyze why individuals commit fraud and why the threat of punishment alone doesn’t deter potential fraudsters.

* Per Attendee
$199

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Recorded/CD

EBIT/EBITDA - Understanding Your Profit and Loss Statement

Speaker: Candace Leuck
Product ID: 704091
Duration: 90 Min

This training program will review different types profit and loss statements, including a QuickBooks profit and loss standard layout as a complex, multi-fund example. Attendees will learn how to analyze growth or loss within a business or department by comparing progressive reports.

CD/Recorded
$229

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Recorded/CD

Implementing Operational Risk in Foreign Exchange Activities

Speaker: Stanley Epstein
Product ID: 704115
Duration: 90 Min

This webinar seeks to provide a solid foundation to all parties involved in foreign exchange activities whether at executive, marketing, audit or operational levels into how the actual trading processes work, what the risks are and how these can be mitigated by using clearly defined standards of best practice.

CD/Recorded
$249

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Recorded/CD

Bank Secrecy Act Reporting Expectations - CTRs and SARs

Speaker: John F Reynolds
Product ID: 705443
Duration: 60 Min

This webinar will focus on the BSA reports and regulatory expectations including the requirements to file CTRs and SARs. Attendees will learn best practices to ensure AML compliance.

CD/Recorded
$179

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Recorded/CD

How to Prepare an Effective Audit Manual for an Internal Audit Department

Speaker: Marna Steuart
Product ID: 703684
Duration: 90 Min

This webinar will instruct attendees on how to develop an internal audit manual and offer start to finish instructions and templates on how to perform different types of audits given the project description. Audit fieldwork, audit reporting and follow-up, work-paper filing, and project closure are some of the other areas the webinar will cover.

CD/Recorded
$249

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Recorded/CD