ComplianceOnline

Risk Management and Controls Regulatory Compliance Training - Live Webinars, Recordings & CDs

Procurement Cards (P-Cards) - Fraud Detection, Prevention, and Deterrence
9
/ Dec
Monday-2019

Procurement Cards (P-Cards) - Fraud Detection, Prevention, and Deterrence

  • Speaker: Chris Doxey
  • Product ID: 702646
  • Duration: 60 Min
This webinar on procurement cards fraud prevention will help you identify the ‘red flags' of P-Card fraud and will provide a practical internal controls toolkit that will help reduce the potential for fraud and mitigate risk within the process.
* Per Attendee
$199
Introduction to Root Cause Investigation for CAPA
10
/ Dec
Tuesday-2019

Introduction to Root Cause Investigation for CAPA

  • Speaker: Vanessa Lopez
  • Product ID: 704409
  • Duration: 60 Min
This CAPA training program will provide an understanding of FDA and ISO requirements, steps in CAPA process and the challenges associated to root cause analysis. Attendees will learn the tools and quality data sources to use during root cause analysis investigation.
* Per Attendee
$229
4-hr Virtual Seminar: Financial Controller Job - Roles, Responsibilities and Skills for Success
11
/ Dec
Wednesday-2019

4-hr Virtual Seminar: Financial Controller Job - Roles, Responsibilities and Skills for Success

  • Speaker: Miles Hutchinson
  • Product ID: 704024
  • Duration: 4 hrs
This training program will guide attendees on what it takes to become a successful controller. The program will help identify the primary functions and responsibilities of the controller and how your role will change as you move into this position.
* Per Attendee
$349
Operational Risk Scenario Analysis
12
/ Dec
Thursday-2019

Operational Risk Scenario Analysis

  • Speaker: Mario Mosse
  • Product ID: 703751
  • Duration: 90 Min
Scenario analysis complements the risk assessment process, which often overlooks material events that only happen infrequently, such as natural disasters, acts of terrorism, and data breaches. This webinar will highlight the importance of scenario analysis, its objectives and expected benefits, and the ideal methodology for quantifying and reporting operational risk scenarios.
* Per Attendee
$199
Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment
16
/ Dec
Monday-2019

Guidelines for Performing a Corporate Wide Internal Audit Risk Assessment

  • Speaker: Marna Steuart
  • Product ID: 703775
  • Duration: 100 Min
Performing a corporate wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year. In this webinar, participants will learn how to maximize the time spent on the risk assessment process on an annual basis.
* Per Attendee
$199
Payments Fraud: Detect and Prevent Check, ACH and P-Card Schemes
17
/ Dec
Tuesday-2019

Payments Fraud: Detect and Prevent Check, ACH and P-Card Schemes

  • Speaker: Peter Goldmann
  • Product ID: 704774
  • Duration: 90 Min
This training program will examine vendor/billing schemes that exploit payments process control weaknesses; latest electronic payments schemes (ACH hijacking, spear-phishing, social engineering); check counterfeiting, forgery and tampering schemes to be aware of; and, detecting common external payments schemes versus internal attacks.
* Per Attendee
$199
How to Think Like a Crook - Money Laundering Prevention
17
/ Dec
Tuesday-2019

How to Think Like a Crook - Money Laundering Prevention

  • Speaker: Doug Keipper
  • Product ID: 702770
  • Duration: 60 Min
This anti-money laundering training will describe the reasons and methods of money laundering in financial institutions. This will help attendees to protect themselves from regulatory risk by establishing an effective anti-money laundering system within their financial institution.
* Per Attendee
$149
Handling OOS Test Results and Completing Robust Investigations
17
/ Dec
Tuesday-2019

Handling OOS Test Results and Completing Robust Investigations

  • Speaker: Danielle DeLucy
  • Product ID: 704351
  • Duration: 90 Min
This webinar will review the regulatory requirements for investigating an OOS Investigation. The responsibilities of the analyst, the supervisor and QA will be discussed. A detailed flow chart will be used to help the attendees clearly understand the steps and the order in which they are to be performed. The structure of an Investigation report which properly documents the investigation will be discussed.
* Per Attendee
$249
Mortgage Foreclosure and Loan Collection
19
/ Dec
Thursday-2019

Mortgage Foreclosure and Loan Collection

  • Speaker: Craig M Taggart
  • Product ID: 704586
  • Duration: 90 Min
This webinar will discuss the mortgage foreclosure and loan collection process. Participants will learn about the loan defaults, remedies and deficiency judgments. The instructor will discuss how to manage litigation costs, alternatives to foreclosure and the impact of bankruptcy on foreclosure.
* Per Attendee
$199
Marketing the Banker in Today's Competitive Environment - 4Ps of Marketing, Industry Life Cycle & Market Structure
20
/ Dec
Friday-2019

Marketing the Banker in Today's Competitive Environment - 4Ps of Marketing, Industry Life Cycle & Market Structure

  • Speaker: David L Osburn
  • Product ID: 704750
  • Duration: 60 Min
This practical training program will help understand how to better market the bank, a bank department, and yourself in this very competitive world. The webinar will review the marketing concept and its practical application in marketing bank products and services. The webinar will also cover the target market, the 4Ps of marketing, the industry life cycle, and market structure. Additionally, the webinar will illustrate the various marketing concepts through case studies.
* Per Attendee
$179
Red Flags of Money Laundering
7
/ Jan
Tuesday-2020

Red Flags of Money Laundering

  • Speaker: William Schlameuss
  • Product ID: 703417
  • Duration: 60 Min
This webinar will explain what money laundering is, various types of money laundering including structuring, micro-structuring and cuckoo smurfing. Attendees will learn how to identify the red flags of money laundering in an account within your institution.
* Per Attendee
$199
Operational Risk for Financial Institutions, Beyond Regulatory Constraints
8
/ Jan
Wednesday-2020

Operational Risk for Financial Institutions, Beyond Regulatory Constraints

  • Speaker: Fred Vacelet
  • Product ID: 703260
  • Duration: 90 Min
This banking regulatory compliance training will help you understand operational risks in your organization and their impact on an organization’s efficiency. By attending this webinar you will learn the tools and techniques for managing the most important risks.
* Per Attendee
$199
Writing an Effective SAR Narrative
8
/ Jan
Wednesday-2020

Writing an Effective SAR Narrative

  • Speaker: Doug Keipper
  • Product ID: 702993
  • Duration: 60 Min
This BSA compliance training on Suspicious Activity Reporting (SAR) will provide details on how to prepare a SAR (Suspicious Activity Reporting) narrative that meets examiner scrutiny and provides necessary detail for law enforcement.
* Per Attendee
$149
Supplier and Service Provider Controls: FDA Expectations
9
/ Jan
Thursday-2020

Supplier and Service Provider Controls: FDA Expectations

  • Speaker: Vanessa Lopez
  • Product ID: 704844
  • Duration: 120 Min
This training program will provide regulatory requirements (US) of 21 CFR Section 820.50 (purchasing control) for the medical device industry and illustrate the same with examples. It will furnish details on what purchasing/supplier control management systems should address.
* Per Attendee
$299
Refresher for Bankers: Accounting Crash Course - All You Need to Know
10
/ Jan
Friday-2020

Refresher for Bankers: Accounting Crash Course - All You Need to Know

  • Speaker: David L Osburn
  • Product ID: 704608
  • Duration: 60 Min
This training program will provide the banker with an effective overview of the basics/refresher of accounting. With the tools reviewed in this webinar, the often complex world of accounting will be presented in a straight-forward and useful manner. This is a must for all bankers looking to improve their knowledge of the vital discipline of accounting.
* Per Attendee
$199
Recorded/CD
Implementing Operational Risk Management in Foreign Exchange Activities

Implementing Operational Risk Management in Foreign Exchange Activities

  • Speaker: Stanley Epstein
  • Product ID: 704115
  • Duration: 90 Min
This webinar seeks to provide a solid foundation to all parties involved in foreign exchange activities whether at executive, marketing, audit or operational levels into how the actual trading processes work, what the risks are and how these can be mitigated by using clearly defined standards of best practice.
CD/Recorded
$249
Recorded/CD
Conducting Your "NEW 2019" Annual ACH Rules Compliance Audit - a Step-by-Step Guide

Conducting Your "NEW 2019" Annual ACH Rules Compliance Audit - a Step-by-Step Guide

  • Speaker: Donna K Olheiser
  • Product ID: 705082
  • Duration: 90 Min
This training program will outline the recent changes to the process of the annual ACH Rules Compliance Audit and the removal of Appendix 8 from the Rules Book. It will outline what this Rules change means to your process when conducting your ACH Audit and offer tips and guidance for creating your own personalized ACH Audit. It will also help attendees to identify the details of the ACH audit for each participant, the ODFI, RDFI, TPSP and TPS with NACHA’s Operating Guidelines.
CD/Recorded
$299
Recorded/CD
4-Hr Virtual Training: How to Respond to an FDA Investigation

4-Hr Virtual Training: How to Respond to an FDA Investigation

  • Speaker: Joy McElroy
  • Product ID: 704549
  • Duration: 4 hrs
This FDA investigation training program will deconstruct best practices for handling unannounced FDA visits, responding to a 483 or a warning letter, and the effect of an FDA investigation. The program will also discuss basic concepts that should be employed by everyone regulated by the FDA and define processes for preparing for FDA audits.
CD/Recorded
$449
Recorded/CD
Best Practices to Prevent Fraud: Understanding the Trends, Threats and Strategies

Best Practices to Prevent Fraud: Understanding the Trends, Threats and Strategies

  • Speaker: Jim George
  • Product ID: 704782
  • Duration: 60 Min

Fraudsters are always looking for new opportunities and new weaknesses. The availability of customer data on the black-market gives them just the tools they need. A bank has responsibilities to its shareholders and customers to protect them from these ever-changing threats.

This webinar will furnish attendees with a complete understanding of the changes in the fraud arena and the strategies needed to combat fraud.

CD/Recorded
$249
Recorded/CD
Human Error and Cognitive Load: How to Reduce Memory and Attention Failures

Human Error and Cognitive Load: How to Reduce Memory and Attention Failures

  • Speaker: Ginette M Collazo
  • Product ID: 704210
  • Duration: 60 Min
This training program will discuss the types of human error, the taxonomy of human error, human error reduction initiatives, individual performance, cognitive load and human error, cognitive load categories, and more.
CD/Recorded
$299
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