Compliance Training Webinars for Regulated Industries

This training program will describe the recently proposed changes to the Clean Water Act (CWA) that are intended to clarify the Waters of the United States (WOTUS), provide an overview of the origin of these changes, provide a critique of these changes and discuss effects of implementation, and present the current challenges in light of the legal background and current political environment.

This training program on investigative interviewing will guide participants in determining who to interview, why that person needs to be interviewed, what is to be asked, when and where the interview will take place, and, and how the interview will be conducted.

This webinar will discuss the disclosure requirements for clinical investigators under the Sunshine Act. It will discuss the details of the processes; provide templates for reporting formats; and timelines for reporting.

Attendees will leave this training program with more confidence, vision, and productivity. The confidence comes from knowing that you have more tools to keep your product in compliance with regulatory and company standards. The ability to establish the necessary processes will allow attendees to remain confident that your company will be safe.

This training program will cover the hot topics surrounding the FLSA and give attendees a toolbox to safely navigate the rocky edges of this stormy law. With part-time employees, interns, independent contractors, changes to the exemption laws, overtime issues, calculating regular rate, lactation breaks, and a multitude of other sticky issues, the Fair Labor Standards Act poses a challenge to the average employer on a daily basis. This webinar will seek to offer answers to all these and more.

This interactive training program will enable attendees to devise a plan to assess and develop their organization’s internal control structure. They will also gain an understanding of key areas that are impacted when there is a lack of internal controls.

The NACHA Operating Rules and Guidelines require that all participating depository financial institutions, third-party senders and third-party service providers that provide ACH services conduct an annual ACH audit to be performed by December 31 of each year (ACH Rules, Appendix Eight, Section 8.1). It is critical that electronic payments work safely and efficiently for all users. The ACH network strives for just that by requiring the annual ACH audit. This webinar will offer attendees a keen understanding of general audit requirements, and the functions of a receiving depository financial institution (RDFI), and an originating depository financial institution (ODFI).

This training program will list business goals and strategic plans that a captive can advance and discuss revenue sources that enhance product and service offerings. The course will also discuss types of captives such as: single parent, risk retention group, group captives, risk pools, deductible reimbursements, fronting company, and reinsurance captives.

This course will explore why auditing laboratories is the ideal tool to verify compliance of laboratory practices. It will guide attendees in preparing for FDA inspections, while detailing documentation requirements for the FDA and ISO.

This training program will familiarize attendees with data layout standards for optimizing data management tools. It will discuss data design tips, data validation, conversion of a list to a table, filter and advanced filter, subtotals and more.

This training program will detail what a compliance program is and what it covers. It will discuss the DOJ’s (Department of Justice) compliance investigations over the last year. The course will also illustrate how compliance programs are successfully extended to external business partners and how a code of conduct should be written into a compliance program.

This training program will examine the straightforward rules and tools that will enable attendees to ensure that your policies meet the expectations under the NLRA (National Labor Relations Act). This program will offer attendees a firm understanding of the laws that govern the NLRB and a tool-box of best practices for developing and maintaining policies and practices to enable you to draft policies to pass the NLRB’s muster.

This anti-fraud training will help you understand the concept of insurance fraud and the use of red flags. Attendees will learn the various weapons to fight against fraudulent activities.

This course will examine and evaluate the driving force behind COSO 2013 and suggested applications beyond ICFR. When the COSO foundation released the COSO 2013 framework, they specifically stated their intent that the framework be utilized for more than just ICFR. Many companies have undergone and completed the mapping processes for the 17 principles to the ICFR controls. They must now examine how the framework can move into the operational stage.

This training program will offer attendees a broader perspective of understanding the risk responses that can be adapted to any particular situation and the importance of aligning risk management with strategy development.

This training program sets out the difference between HR policy, procedure and protocol. It will help attendees gain a framework to create effective human resource policies. The course will also offer techniques and tips on policy development and policy management.

This FDA GMP training will help you understand the current requirements for raw material management with tips for practical implementation. It covers FDA’s expectations from GMP facilities regarding raw material vendor selection, measures for assuring acceptable quality of material supplied, expectations from quality control and documentation processes, and training requirements, with case studies.

This webinar will highlight the techniques and best practices that can be used for conducting an effective AML audit in order to ensure compliance with Bank Secrecy Act (BSA) regulations.

This training program will detail why insurers must train their staff to recognize efforts to set them up in an act that would result in a claim that their actions were tortious. The webinar will also focus on the tort of bad faith and why it was created, and the methods used to set up an insurer for claims of bad faith.

Businesses often unwittingly commit payroll fraud when they are unaware of payroll tax laws and procedures to maintain payroll records. There can be heavy penalties assessed, fines assessed, and even jail time for payroll tax fraud. This webinar will illustrate federal and state requirements that need to be complied with in maintaining payroll records. It will further highlight several areas of concern and challenges faced by businesses and business owners in handling government contract requirements and tax forms.